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Richard Gorman

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Richard Gorman

Chief Compliance Officer | Jackson National Asset Management, LLC

Chicago, Illinois, United States

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Richard Gorman

Summary

Richard Gorman is an accomplished Chief Compliance Officer with extensive experience in investment management and securities regulation. Currently serving as SVP at Jackson National Asset Management, he has a deep understanding of alternative investments, capital markets, and corporate governance. His career spans over two decades, including pivotal roles at the SEC where he was involved in investment management examinations. Richard's academic background includes a J.D. from the University of Detroit Law School and a B.A. in History from Providence College. He also studied European History at the Université de Fribourg, enhancing his global perspective. Known for his strategic insights and compliance expertise, Richard is passionate about fostering ethical practices in the financial services industry. Outside of compliance, he has a keen interest in corporate finance and due diligence, making him a well-rounded leader in his field.

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Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Innovation

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Corporate Experience

Government Experience

Richard Gorman

Work Experience

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Chief Compliance Officer at

Jackson National Asset Management, LLC

August 2018 - Present

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Chief Compliance Officer and Deputy General Counsel at

Heitman

February 2018 - August 2018

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CCO Oakmark Funds at

Harris | Oakmark

June 2006 - January 2018

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Senior Special Counsel, Investment Management Examinations at

US Securities Exchange

January 2000 - May 2006

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Senior Attorney at

US Securities Exchange

September 1994 - November 1999

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Richard Gorman

Education

Providence College, B.A.

January 1983 - January 1987

Université de Fribourg - Universität Freiburg

January 1985 - January 1986

University of Detroit Law School, J.D.

Frequently Asked Questions about Richard Gorman

What is Richard Gorman email address?

Richard Gorman's primary email address is **************@jackson.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Richard Gorman work for?

Richard Gorman is a Chief Compliance Officer at Jackson National Asset Management, LLC, a company specializing in Monetary Authorities-Central Bank.

Where Richard Gorman graduated from?

Richard Gorman holds a degree in History from Providence College.

How can I directly contact Richard Gorman?

To contact Richard Gorman directly, you can use the email address **************@jackson.com. Complete contact information is available upon registration with Muraena.

Who is Richard Gorman?

Richard Gorman is an accomplished Chief Compliance Officer with extensive experience in investment management and securities regulation. Currently serving as SVP at Jackson National Asset Management, he has a deep understanding of alternative investments, capital markets, and corporate governance. His career spans over two decades, including pivotal roles at the SEC where he was involved in investment management examinations. Richard's academic background includes a J.D. from the University of Detroit Law School and a B.A. in History from Providence College. He also studied European History at the Université de Fribourg, enhancing his global perspective. Known for his strategic insights and compliance expertise, Richard is passionate about fostering ethical practices in the financial services industry. Outside of compliance, he has a keen interest in corporate finance and due diligence, making him a well-rounded leader in his field.

Richard`s contact details

mail

**************@jackson.com

**************@jacksonfundservices.com

Colleagues

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Brian Roberts

External Wholesaler - Regional Vice President

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Robert Dombrower Cmt

VP Senior Portfolio Specialist

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Mike Chou

Regional Vice President

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Eric Bjornson

VP Operations

Brian Fisher

Regional Vice President

Garett Childs Cpa

Chief Financial Officer

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Jim Mccartin Cfa Cfp Caia

Vice President, Senior Portfolio Specialist

Allison Pearson

VP, National Sales Desk

Andrew Tedeschi

VP, Financial Reporting

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