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Richard Gorman
Richard Gorman
Chief Compliance Officer | Jackson National Asset Management, LLC
Chicago, Illinois, United States
Richard Gorman
Summary
Richard Gorman is an accomplished Chief Compliance Officer with extensive experience in investment management and securities regulation. Currently serving as SVP at Jackson National Asset Management, he has a deep understanding of alternative investments, capital markets, and corporate governance. His career spans over two decades, including pivotal roles at the SEC where he was involved in investment management examinations. Richard's academic background includes a J.D. from the University of Detroit Law School and a B.A. in History from Providence College. He also studied European History at the Université de Fribourg, enhancing his global perspective. Known for his strategic insights and compliance expertise, Richard is passionate about fostering ethical practices in the financial services industry. Outside of compliance, he has a keen interest in corporate finance and due diligence, making him a well-rounded leader in his field.
Richard Gorman
Work Experience
Chief Compliance Officer at
Jackson National Asset Management, LLC
August 2018 - Present
Chief Compliance Officer and Deputy General Counsel at
Heitman
February 2018 - August 2018
CCO Oakmark Funds at
Harris | Oakmark
June 2006 - January 2018
Senior Special Counsel, Investment Management Examinations at
US Securities Exchange
January 2000 - May 2006
Senior Attorney at
US Securities Exchange
September 1994 - November 1999
Richard Gorman
Education
Providence College, B.A.
January 1983 - January 1987
Université de Fribourg - Universität Freiburg
January 1985 - January 1986
University of Detroit Law School, J.D.
Frequently Asked Questions about Richard Gorman
What is Richard Gorman email address?
Richard Gorman's primary email address is **************@jackson.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Richard Gorman work for?
Richard Gorman is a Chief Compliance Officer at Jackson National Asset Management, LLC, a company specializing in Monetary Authorities-Central Bank.
Where Richard Gorman graduated from?
Richard Gorman holds a degree in History from Providence College.
How can I directly contact Richard Gorman?
To contact Richard Gorman directly, you can use the email address **************@jackson.com. Complete contact information is available upon registration with Muraena.
Who is Richard Gorman?
Richard Gorman is an accomplished Chief Compliance Officer with extensive experience in investment management and securities regulation. Currently serving as SVP at Jackson National Asset Management, he has a deep understanding of alternative investments, capital markets, and corporate governance. His career spans over two decades, including pivotal roles at the SEC where he was involved in investment management examinations. Richard's academic background includes a J.D. from the University of Detroit Law School and a B.A. in History from Providence College. He also studied European History at the Université de Fribourg, enhancing his global perspective. Known for his strategic insights and compliance expertise, Richard is passionate about fostering ethical practices in the financial services industry. Outside of compliance, he has a keen interest in corporate finance and due diligence, making him a well-rounded leader in his field.
Richard`s contact details
**************@jackson.com
**************@jacksonfundservices.com
Colleagues
External Wholesaler - Regional Vice President
VP Senior Portfolio Specialist
Regional Vice President
VP Operations
COO
Regional Vice President
Chief Financial Officer
Vice President, Senior Portfolio Specialist
VP, National Sales Desk
VP, Financial Reporting