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Richard Weiss

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Richard Weiss

Chief Compliance Officer | International Assets Advisory

Boston, Massachusetts, United States

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Richard Weiss

Summary

Richard Weiss is an accomplished Chief Compliance Officer with extensive experience in the financial services industry, currently leading compliance efforts at International Assets Advisory since 2018. With a strong background in arbitration, litigation, and risk management, Richard holds multiple FINRA licenses, showcasing his expertise in navigating complex regulatory environments. His career spans over two decades, during which he has held various leadership roles, including Director of Branch Supervision and VP of Compliance at Investors Capital. Richard's analytical skills have been honed through his work as a Legal Analyst, where he played a pivotal role in internal investigations and dispute resolutions. He is a graduate of the prestigious Wharton School, further enhancing his credentials in business and compliance. Beyond his professional pursuits, Richard has a passion for mentoring emerging leaders in compliance and regulatory affairs. His commitment to professional development and leadership excellence sets him apart in his field.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Richard Weiss

Work Experience

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Chief Compliance Officer at

International Assets Advisory

January 2018 - Present

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Cantella & Co., Inc. at

Cantella & Co., Inc.

October 2015 - November 2017

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Director, Branch Supervision & VP, Compliance at

Investors Capital

May 2014 - October 2015

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VP Legal Dept, Senior Analyst at

Investors Capital

June 2010 - May 2014

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Senior OSJ & Auditor, Home Office Principal at

Investors Capital

March 2006 - June 2010

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Trader at

Investors Capital

July 2004 - March 2006

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NASDAQ Market Maker, VP Trading at

Olde H And R Block Financial Advisors

June 1999 - September 2002

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Richard Weiss

Education

Wharton School, University of Pennsylvania, Finra Institute @ Wharton Crcp

January 2010 - January 2010

Southern New Hampshire University

January 1996 - January 1996

Northeastern University

January 1988 - January 1993

Frequently Asked Questions about Richard Weiss

What is Richard Weiss email address?

Richard Weiss's primary email address is ******@iaac.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Richard Weiss work for?

Richard Weiss is a Chief Compliance Officer at International Assets Advisory, a company specializing in Functions related to depository banking.

Where Richard Weiss graduated from?

Richard Weiss holds a degree in from Wharton School, University of Pennsylvania.

How can I directly contact Richard Weiss?

To contact Richard Weiss directly, you can use the email address ******@iaac.com. Complete contact information is available upon registration with Muraena.

Who is Richard Weiss?

Richard Weiss is an accomplished Chief Compliance Officer with extensive experience in the financial services industry, currently leading compliance efforts at International Assets Advisory since 2018. With a strong background in arbitration, litigation, and risk management, Richard holds multiple FINRA licenses, showcasing his expertise in navigating complex regulatory environments. His career spans over two decades, during which he has held various leadership roles, including Director of Branch Supervision and VP of Compliance at Investors Capital. Richard's analytical skills have been honed through his work as a Legal Analyst, where he played a pivotal role in internal investigations and dispute resolutions. He is a graduate of the prestigious Wharton School, further enhancing his credentials in business and compliance. Beyond his professional pursuits, Richard has a passion for mentoring emerging leaders in compliance and regulatory affairs. His commitment to professional development and leadership excellence sets him apart in his field.

Richard`s contact details

mail

******@iaac.com

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David Weinberger Cpa

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