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Richard Weiss
Richard Weiss
Chief Compliance Officer | International Assets Advisory
Boston, Massachusetts, United States
Richard Weiss
Summary
Richard Weiss is an accomplished Chief Compliance Officer with extensive experience in the financial services industry, currently leading compliance efforts at International Assets Advisory since 2018. With a strong background in arbitration, litigation, and risk management, Richard holds multiple FINRA licenses, showcasing his expertise in navigating complex regulatory environments. His career spans over two decades, during which he has held various leadership roles, including Director of Branch Supervision and VP of Compliance at Investors Capital. Richard's analytical skills have been honed through his work as a Legal Analyst, where he played a pivotal role in internal investigations and dispute resolutions. He is a graduate of the prestigious Wharton School, further enhancing his credentials in business and compliance. Beyond his professional pursuits, Richard has a passion for mentoring emerging leaders in compliance and regulatory affairs. His commitment to professional development and leadership excellence sets him apart in his field.
Richard Weiss
Work Experience
Chief Compliance Officer at
International Assets Advisory
January 2018 - Present
Cantella & Co., Inc. at
Cantella & Co., Inc.
October 2015 - November 2017
Director, Branch Supervision & VP, Compliance at
Investors Capital
May 2014 - October 2015
VP Legal Dept, Senior Analyst at
Investors Capital
June 2010 - May 2014
Senior OSJ & Auditor, Home Office Principal at
Investors Capital
March 2006 - June 2010
Trader at
Investors Capital
July 2004 - March 2006
NASDAQ Market Maker, VP Trading at
Olde H And R Block Financial Advisors
June 1999 - September 2002
Richard Weiss
Education
Wharton School, University of Pennsylvania, Finra Institute @ Wharton Crcp
January 2010 - January 2010
Southern New Hampshire University
January 1996 - January 1996
January 1988 - January 1993
Frequently Asked Questions about Richard Weiss
What is Richard Weiss email address?
Richard Weiss's primary email address is ******@iaac.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Richard Weiss work for?
Richard Weiss is a Chief Compliance Officer at International Assets Advisory, a company specializing in Functions related to depository banking.
Where Richard Weiss graduated from?
Richard Weiss holds a degree in from Wharton School, University of Pennsylvania.
How can I directly contact Richard Weiss?
To contact Richard Weiss directly, you can use the email address ******@iaac.com. Complete contact information is available upon registration with Muraena.
Who is Richard Weiss?
Richard Weiss is an accomplished Chief Compliance Officer with extensive experience in the financial services industry, currently leading compliance efforts at International Assets Advisory since 2018. With a strong background in arbitration, litigation, and risk management, Richard holds multiple FINRA licenses, showcasing his expertise in navigating complex regulatory environments. His career spans over two decades, during which he has held various leadership roles, including Director of Branch Supervision and VP of Compliance at Investors Capital. Richard's analytical skills have been honed through his work as a Legal Analyst, where he played a pivotal role in internal investigations and dispute resolutions. He is a graduate of the prestigious Wharton School, further enhancing his credentials in business and compliance. Beyond his professional pursuits, Richard has a passion for mentoring emerging leaders in compliance and regulatory affairs. His commitment to professional development and leadership excellence sets him apart in his field.
Richard`s contact details
******@iaac.com
Colleagues
Chief Business Development Officer
Vice-President
Executive Vice President of Investments
Chief Operating Officer
President