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Richard Zack

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Richard Zack

Chief Compliance Officer & General Counsel | Bleakley Financial Group

New York, New York, United States

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Richard Zack

Summary

Richard Zack is a seasoned legal and compliance professional with over thirty years of experience in the financial industry and capital markets. Currently serving as the Chief Compliance Officer and General Counsel at Mack & Co. Partners, he has a rich background that includes roles at the SEC, various registered investment advisers, and major financial institutions. Richard's expertise spans corporate governance, compliance, and risk management, making him a key player in navigating complex regulatory environments. His previous leadership positions include Chief Risk Officer and Chief Legal Officer, reflecting his ability to manage both legal and operational challenges. With a strong educational foundation in law and economics from prestigious institutions, Richard combines legal acumen with strategic business insight. He has a proven track record of fostering compliance cultures and implementing effective risk management frameworks in high-stakes environments. Richard is also known for his commitment to mentorship and professional development within the legal community. His diverse career trajectory showcases his adaptability and depth of knowledge in financial regulations and compliance.

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Richard Zack

Work Experience

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Chief Compliance Officer & General Counsel at

Mack And Co Partners

February 2024 - Present

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Chief Risk Officer & General Counsel, Executive Committee at

Bleakley Financial Group

October 2021 - Present

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Chief Executive Officer at

Wfs

October 2013 - October 2021

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Chief Legal Officer & Chief Enterprise Risk Officer at

Wainwright Investments

October 2012 - October 2021

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Chief Investment Officer at

Alchemy Structured Investments

January 2010 - January 2012

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Senior Vice President at

Prudential Bache Securities

January 2009 - January 2010

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Managing Director at

Banque Nationale du Canada

January 2005 - January 2009

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Co-Founder & Principal at

K & Z PARTNERS LIMITED

January 2000 - January 2005

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Principal at

Bank of America Corporation

January 1998 - January 2000

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Vice President at

Lehman Brothers

January 1995 - January 1998

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Associate Attorney at

Mayer Brown LLP

January 1994 - January 1995

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Branch Chief & Staff Attorney at

US Securities Exchange

September 1989 - January 1994

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Richard Zack

Education

Georgetown University Law Center, Master Of Laws (Llm)

January 1990 - January 1992

Rutgers University School of Law - Newark, Doctor Of Law (J.D.)

January 1986 - January 1989

Emory University, Bachelor Of Arts (B.A.)

January 1982 - January 1986

Frequently Asked Questions about Richard Zack

What is Richard Zack email address?

Richard Zack's primary email address is ************@bleakley.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Richard Zack work for?

Richard Zack is a Chief Compliance Officer & General Counsel at Bleakley Financial Group, a company specializing in Functions related to depository banking.

Where Richard Zack graduated from?

Richard Zack holds a degree in Tax Law/Taxation from Georgetown University Law Center.

How can I directly contact Richard Zack?

To contact Richard Zack directly, you can use the email address ************@bleakley.com. Complete contact information is available upon registration with Muraena.

Who is Richard Zack?

Richard Zack is a seasoned legal and compliance professional with over thirty years of experience in the financial industry and capital markets. Currently serving as the Chief Compliance Officer and General Counsel at Mack & Co. Partners, he has a rich background that includes roles at the SEC, various registered investment advisers, and major financial institutions. Richard's expertise spans corporate governance, compliance, and risk management, making him a key player in navigating complex regulatory environments. His previous leadership positions include Chief Risk Officer and Chief Legal Officer, reflecting his ability to manage both legal and operational challenges. With a strong educational foundation in law and economics from prestigious institutions, Richard combines legal acumen with strategic business insight. He has a proven track record of fostering compliance cultures and implementing effective risk management frameworks in high-stakes environments. Richard is also known for his commitment to mentorship and professional development within the legal community. His diverse career trajectory showcases his adaptability and depth of knowledge in financial regulations and compliance.

Richard`s contact details

mail

************@bleakley.com

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Stephen Kuhn

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Jesse Giunta

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Cfp John Soltis Aif

Executive Director of Supervision

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Lyle Weintraub

Wealth Management Advisor & Managing Director

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Michael Mckiernan

Managing Director at Bleakley Financial Group

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Vincent Nauheimer

Chief Operating Officer

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Nischal Pai Cfa

Managing Director, Senior Investment Strategist

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Paul Tinnirello

Chief Operating Officer

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