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Richard Zack
Richard Zack
Chief Compliance Officer & General Counsel | Bleakley Financial Group
New York, New York, United States
Richard Zack
Summary
Richard Zack is a seasoned legal and compliance professional with over thirty years of experience in the financial industry and capital markets. Currently serving as the Chief Compliance Officer and General Counsel at Mack & Co. Partners, he has a rich background that includes roles at the SEC, various registered investment advisers, and major financial institutions. Richard's expertise spans corporate governance, compliance, and risk management, making him a key player in navigating complex regulatory environments. His previous leadership positions include Chief Risk Officer and Chief Legal Officer, reflecting his ability to manage both legal and operational challenges. With a strong educational foundation in law and economics from prestigious institutions, Richard combines legal acumen with strategic business insight. He has a proven track record of fostering compliance cultures and implementing effective risk management frameworks in high-stakes environments. Richard is also known for his commitment to mentorship and professional development within the legal community. His diverse career trajectory showcases his adaptability and depth of knowledge in financial regulations and compliance.
Richard Zack
Work Experience
Chief Compliance Officer & General Counsel at
Mack And Co Partners
February 2024 - Present
Chief Risk Officer & General Counsel, Executive Committee at
Bleakley Financial Group
October 2021 - Present
Chief Executive Officer at
Wfs
October 2013 - October 2021
Chief Legal Officer & Chief Enterprise Risk Officer at
Wainwright Investments
October 2012 - October 2021
Chief Investment Officer at
Alchemy Structured Investments
January 2010 - January 2012
Senior Vice President at
Prudential Bache Securities
January 2009 - January 2010
Managing Director at
Banque Nationale du Canada
January 2005 - January 2009
Co-Founder & Principal at
K & Z PARTNERS LIMITED
January 2000 - January 2005
Principal at
Bank of America Corporation
January 1998 - January 2000
Vice President at
Lehman Brothers
January 1995 - January 1998
Associate Attorney at
Mayer Brown LLP
January 1994 - January 1995
Branch Chief & Staff Attorney at
US Securities Exchange
September 1989 - January 1994
Richard Zack
Education
Georgetown University Law Center, Master Of Laws (Llm)
January 1990 - January 1992
Rutgers University School of Law - Newark, Doctor Of Law (J.D.)
January 1986 - January 1989
Emory University, Bachelor Of Arts (B.A.)
January 1982 - January 1986
Frequently Asked Questions about Richard Zack
What is Richard Zack email address?
Richard Zack's primary email address is ************@bleakley.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Richard Zack work for?
Richard Zack is a Chief Compliance Officer & General Counsel at Bleakley Financial Group, a company specializing in Functions related to depository banking.
Where Richard Zack graduated from?
Richard Zack holds a degree in Tax Law/Taxation from Georgetown University Law Center.
How can I directly contact Richard Zack?
To contact Richard Zack directly, you can use the email address ************@bleakley.com. Complete contact information is available upon registration with Muraena.
Who is Richard Zack?
Richard Zack is a seasoned legal and compliance professional with over thirty years of experience in the financial industry and capital markets. Currently serving as the Chief Compliance Officer and General Counsel at Mack & Co. Partners, he has a rich background that includes roles at the SEC, various registered investment advisers, and major financial institutions. Richard's expertise spans corporate governance, compliance, and risk management, making him a key player in navigating complex regulatory environments. His previous leadership positions include Chief Risk Officer and Chief Legal Officer, reflecting his ability to manage both legal and operational challenges. With a strong educational foundation in law and economics from prestigious institutions, Richard combines legal acumen with strategic business insight. He has a proven track record of fostering compliance cultures and implementing effective risk management frameworks in high-stakes environments. Richard is also known for his commitment to mentorship and professional development within the legal community. His diverse career trajectory showcases his adaptability and depth of knowledge in financial regulations and compliance.
Richard`s contact details
************@bleakley.com
Colleagues
Executive Director of Investment Policy at the Bleakley Financial Group
Executive Director of Advisor Integrations
Chief Technology Officer
Chief of Staff
Executive Director of Supervision
Wealth Management Advisor & Managing Director
Managing Director at Bleakley Financial Group
Chief Operating Officer
Managing Director, Senior Investment Strategist
Chief Operating Officer