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Robert De Leon
Robert De Leon
SVP, General Counsel & Chief Compliance Officer | Rimrock Capital Management, LLC
Los Angeles, California, United States
Robert De Leon
Summary
Robert De Leon is an accomplished legal professional serving as the General Counsel and Chief Compliance Officer at Rimrock Capital Management, LLC. With a robust background in alternative investments and regulatory compliance, he has extensive experience navigating complex legal landscapes in the financial sector. Robert has held significant roles in both corporate and advisory capacities, showcasing his versatility in legal management and project oversight. His educational foundation from Harvard Law School complements his practical experience, having served in various leadership positions across notable financial firms. He is recognized for his strategic insights into securities regulation and investment management, making him a key asset in the legal field. Beyond his legal expertise, Robert has a passion for mentoring emerging legal talent and actively engages in discussions around compliance and governance in the investment industry.
Robert De Leon
Work Experience
SVP, General Counsel & Chief Compliance Officer at
Rimrock Capital Management, LLC
January 2014 - Present
Chief Compliance Officer and Secretary at
Rimrock Funds Trustrimrock Core Bond Fund Rimrock Emerging Markets Corporate Credit Fund
February 2019 - April 2023
Consultant/Interim GC & CCO at
Self-Employed
May 2013 - December 2013
SVP & General Counsel at
Tradewinds Global Investors, LLC
November 2010 - September 2012
Associate General Counsel, Investment Management at
Nuveen, a TIAA company
September 2007 - November 2010
SVP & General Counsel at
Covariance Capital Management Inc
June 2010 - November 2010
V.P., Counsel & Asst. Secretary at
AllianceBernstein
June 2002 - September 2007
General Counsel at
Hold Brothers On-Line Investment Services Inc.
January 2001 - January 2002
Senior Counsel at
US Securities Exchange
January 1998 - January 2001
Associate (Litigation and Dispute Resolution) at
Proskauer Rose LLP
January 1995 - January 1998
Associate (Corporate/Litigation) at
Pillsbury Winthrop Shaw Pittman LLP
January 1990 - January 1995
Robert De Leon
Education
Harvard Law School, J.D.
January 1987 - January 1990
Rutgers college, B.A.
January 1983 - January 1987
Frequently Asked Questions about Robert De Leon
What is Robert De Leon email address?
Robert De Leon's primary email address is *******@rimrockcapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Robert De Leon work for?
Robert De Leon is a SVP, General Counsel & Chief Compliance Officer at Rimrock Capital Management, LLC, a company specializing in Security brokers & dealers.
Where Robert De Leon graduated from?
Robert De Leon holds a degree in Law from Harvard Law School.
How can I directly contact Robert De Leon?
To contact Robert De Leon directly, you can use the email address *******@rimrockcapital.com. Complete contact information is available upon registration with Muraena.
Who is Robert De Leon?
Robert De Leon is an accomplished legal professional serving as the General Counsel and Chief Compliance Officer at Rimrock Capital Management, LLC. With a robust background in alternative investments and regulatory compliance, he has extensive experience navigating complex legal landscapes in the financial sector. Robert has held significant roles in both corporate and advisory capacities, showcasing his versatility in legal management and project oversight. His educational foundation from Harvard Law School complements his practical experience, having served in various leadership positions across notable financial firms. He is recognized for his strategic insights into securities regulation and investment management, making him a key asset in the legal field. Beyond his legal expertise, Robert has a passion for mentoring emerging legal talent and actively engages in discussions around compliance and governance in the investment industry.
Robert`s contact details
*******@rimrockcapital.com
Colleagues
Managing Director & CEO
Associate Vice President
Managing Director/Principal
Managing Director
Vice President
Senior Vice President, Director of Marketing
Managing Director
Senior Vice President, CTO