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Robert De Leon

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Robert De Leon

SVP, General Counsel & Chief Compliance Officer | Rimrock Capital Management, LLC

Los Angeles, California, United States

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Robert De Leon

Summary

Robert De Leon is an accomplished legal professional serving as the General Counsel and Chief Compliance Officer at Rimrock Capital Management, LLC. With a robust background in alternative investments and regulatory compliance, he has extensive experience navigating complex legal landscapes in the financial sector. Robert has held significant roles in both corporate and advisory capacities, showcasing his versatility in legal management and project oversight. His educational foundation from Harvard Law School complements his practical experience, having served in various leadership positions across notable financial firms. He is recognized for his strategic insights into securities regulation and investment management, making him a key asset in the legal field. Beyond his legal expertise, Robert has a passion for mentoring emerging legal talent and actively engages in discussions around compliance and governance in the investment industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Consulting Experience

Robert De Leon

Work Experience

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SVP, General Counsel & Chief Compliance Officer at

Rimrock Capital Management, LLC

January 2014 - Present

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Chief Compliance Officer and Secretary at

Rimrock Funds Trustrimrock Core Bond Fund Rimrock Emerging Markets Corporate Credit Fund

February 2019 - April 2023

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Consultant/Interim GC & CCO at

Self-Employed

May 2013 - December 2013

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SVP & General Counsel at

Tradewinds Global Investors, LLC

November 2010 - September 2012

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Associate General Counsel, Investment Management at

Nuveen, a TIAA company

September 2007 - November 2010

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SVP & General Counsel at

Covariance Capital Management Inc

June 2010 - November 2010

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V.P., Counsel & Asst. Secretary at

AllianceBernstein

June 2002 - September 2007

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General Counsel at

Hold Brothers On-Line Investment Services Inc.

January 2001 - January 2002

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Senior Counsel at

US Securities Exchange

January 1998 - January 2001

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Associate (Litigation and Dispute Resolution) at

Proskauer Rose LLP

January 1995 - January 1998

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Associate (Corporate/Litigation) at

Pillsbury Winthrop Shaw Pittman LLP

January 1990 - January 1995

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Robert De Leon

Education

Harvard Law School, J.D.

January 1987 - January 1990

Rutgers college, B.A.

January 1983 - January 1987

Frequently Asked Questions about Robert De Leon

What is Robert De Leon email address?

Robert De Leon's primary email address is *******@rimrockcapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Robert De Leon work for?

Robert De Leon is a SVP, General Counsel & Chief Compliance Officer at Rimrock Capital Management, LLC, a company specializing in Security brokers & dealers.

Where Robert De Leon graduated from?

Robert De Leon holds a degree in Law from Harvard Law School.

How can I directly contact Robert De Leon?

To contact Robert De Leon directly, you can use the email address *******@rimrockcapital.com. Complete contact information is available upon registration with Muraena.

Who is Robert De Leon?

Robert De Leon is an accomplished legal professional serving as the General Counsel and Chief Compliance Officer at Rimrock Capital Management, LLC. With a robust background in alternative investments and regulatory compliance, he has extensive experience navigating complex legal landscapes in the financial sector. Robert has held significant roles in both corporate and advisory capacities, showcasing his versatility in legal management and project oversight. His educational foundation from Harvard Law School complements his practical experience, having served in various leadership positions across notable financial firms. He is recognized for his strategic insights into securities regulation and investment management, making him a key asset in the legal field. Beyond his legal expertise, Robert has a passion for mentoring emerging legal talent and actively engages in discussions around compliance and governance in the investment industry.

Robert`s contact details

mail

*******@rimrockcapital.com

Colleagues

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Paul Westhead

Managing Director & CEO

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Brett Anderson

Associate Vice President

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Dan Rose Frm

Managing Director/Principal

Erik Wayda

Managing Director

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Julio Cifuentes

Vice President

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Carl Svahn

Senior Vice President, Director of Marketing

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Jesse Brettingen

Managing Director

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Alex Pramoda

Senior Vice President, CTO

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