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Russell Thompson

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Russell Thompson

Chief Compliance Officer and Deputy General Counsel | Mariner Investment Group, LLC

United States

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Russell Thompson

Summary

Russell Thompson is a seasoned Chief Compliance Officer and Deputy General Counsel with over 30 years of experience in the asset management sector, specializing in compliance and legal affairs. He has a robust background in navigating complex regulatory environments, having worked closely with senior management across various functional areas. Russell's expertise spans alternative investments, capital markets, and corporate law, making him a vital asset in ensuring compliance and legal integrity within organizations. He has successfully drafted and implemented compliance policies tailored to specific business risks and has a proven track record in negotiating investment agreements with institutional clients. Beyond his compliance role, Russell has extensive experience in corporate and sports law, having advised prominent athletes and entertainers. He is known for his ability to balance business needs with legal requirements, fostering a culture of compliance in the organizations he has served. Russell's commitment to professional development is evident in his leadership of teams comprising attorneys and compliance professionals. His academic credentials include a Juris Doctor with honors and a Bachelor's degree in Political Science/Pre-Law, also with honors.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Russell Thompson

Work Experience

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Chief Compliance Officer and Deputy General Counsel at

Mariner Investment Group, LLC

July 2004 - Present

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Deputy General Counsel and Senior Compliance Manager at

Mariner Investment Group, LLC

November 2019 - July 2020

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Chief Compliance Officer at

MacKay Shields LLC

June 1999 - February 2004

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Assistant General Counsel at

Prudential Financial

January 1994 - June 1999

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Enforcement Attorney at

U.S. Securities and Exchange Commission

September 1990 - January 1994

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Russell Thompson

Education

Frequently Asked Questions about Russell Thompson

What is Russell Thompson email address?

Russell Thompson's primary email address is ****************@marinerinvestment.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Russell Thompson work for?

Russell Thompson is a Chief Compliance Officer and Deputy General Counsel at Mariner Investment Group, LLC, a company specializing in Business consulting, nec.

Where Russell Thompson graduated from?

Russell Thompson holds a degree in , With Honors from Western New England University School of Law.

How can I directly contact Russell Thompson?

To contact Russell Thompson directly, you can use the email address ****************@marinerinvestment.com. Complete contact information is available upon registration with Muraena.

Who is Russell Thompson?

Russell Thompson is a seasoned Chief Compliance Officer and Deputy General Counsel with over 30 years of experience in the asset management sector, specializing in compliance and legal affairs. He has a robust background in navigating complex regulatory environments, having worked closely with senior management across various functional areas. Russell's expertise spans alternative investments, capital markets, and corporate law, making him a vital asset in ensuring compliance and legal integrity within organizations. He has successfully drafted and implemented compliance policies tailored to specific business risks and has a proven track record in negotiating investment agreements with institutional clients. Beyond his compliance role, Russell has extensive experience in corporate and sports law, having advised prominent athletes and entertainers. He is known for his ability to balance business needs with legal requirements, fostering a culture of compliance in the organizations he has served. Russell's commitment to professional development is evident in his leadership of teams comprising attorneys and compliance professionals. His academic credentials include a Juris Doctor with honors and a Bachelor's degree in Political Science/Pre-Law, also with honors.

Russell`s contact details

mail

****************@marinerinvestment.com

Colleagues

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Curtis Arledge

Chairman and CEO

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John Kelty

Chief Operating Officer

Vitaly Granovsky

Managing Director

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