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Russell Thompson
Russell Thompson
Chief Compliance Officer and Deputy General Counsel | Mariner Investment Group, LLC
United States
Russell Thompson
Summary
Russell Thompson is a seasoned Chief Compliance Officer and Deputy General Counsel with over 30 years of experience in the asset management sector, specializing in compliance and legal affairs. He has a robust background in navigating complex regulatory environments, having worked closely with senior management across various functional areas. Russell's expertise spans alternative investments, capital markets, and corporate law, making him a vital asset in ensuring compliance and legal integrity within organizations. He has successfully drafted and implemented compliance policies tailored to specific business risks and has a proven track record in negotiating investment agreements with institutional clients. Beyond his compliance role, Russell has extensive experience in corporate and sports law, having advised prominent athletes and entertainers. He is known for his ability to balance business needs with legal requirements, fostering a culture of compliance in the organizations he has served. Russell's commitment to professional development is evident in his leadership of teams comprising attorneys and compliance professionals. His academic credentials include a Juris Doctor with honors and a Bachelor's degree in Political Science/Pre-Law, also with honors.
Russell Thompson
Work Experience
Chief Compliance Officer and Deputy General Counsel at
Mariner Investment Group, LLC
July 2004 - Present
Deputy General Counsel and Senior Compliance Manager at
Mariner Investment Group, LLC
November 2019 - July 2020
Chief Compliance Officer at
MacKay Shields LLC
June 1999 - February 2004
Assistant General Counsel at
Prudential Financial
January 1994 - June 1999
Enforcement Attorney at
U.S. Securities and Exchange Commission
September 1990 - January 1994
Russell Thompson
Education
Western New England University School of Law, Juris Doctor (J.D.)
Westfield State University, Bachelor’s Degree
Frequently Asked Questions about Russell Thompson
What is Russell Thompson email address?
Russell Thompson's primary email address is ****************@marinerinvestment.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Russell Thompson work for?
Russell Thompson is a Chief Compliance Officer and Deputy General Counsel at Mariner Investment Group, LLC, a company specializing in Business consulting, nec.
Where Russell Thompson graduated from?
Russell Thompson holds a degree in , With Honors from Western New England University School of Law.
How can I directly contact Russell Thompson?
To contact Russell Thompson directly, you can use the email address ****************@marinerinvestment.com. Complete contact information is available upon registration with Muraena.
Who is Russell Thompson?
Russell Thompson is a seasoned Chief Compliance Officer and Deputy General Counsel with over 30 years of experience in the asset management sector, specializing in compliance and legal affairs. He has a robust background in navigating complex regulatory environments, having worked closely with senior management across various functional areas. Russell's expertise spans alternative investments, capital markets, and corporate law, making him a vital asset in ensuring compliance and legal integrity within organizations. He has successfully drafted and implemented compliance policies tailored to specific business risks and has a proven track record in negotiating investment agreements with institutional clients. Beyond his compliance role, Russell has extensive experience in corporate and sports law, having advised prominent athletes and entertainers. He is known for his ability to balance business needs with legal requirements, fostering a culture of compliance in the organizations he has served. Russell's commitment to professional development is evident in his leadership of teams comprising attorneys and compliance professionals. His academic credentials include a Juris Doctor with honors and a Bachelor's degree in Political Science/Pre-Law, also with honors.
Russell`s contact details
****************@marinerinvestment.com
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