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Sarah Kreisman
Sarah Kreisman
General Counsel | Independent Financial Group, LLC
San Diego, California, United States
Sarah Kreisman
Summary
Sarah Kreisman is an accomplished legal professional with extensive expertise in corporate governance, compliance, and financial regulation. As the General Counsel and VP of Compliance at Independent Financial Group, LLC, she navigates complex legal landscapes and ensures adherence to industry standards. With a strong background in litigation and regulatory affairs, Sarah has successfully managed inquiries from multiple regulatory bodies, including FINRA and SEC. She possesses exceptional negotiation skills and a detail-oriented approach that enhances client confidence. Sarah's career spans over two decades in various leadership roles across prominent financial institutions, showcasing her ability to adapt and thrive in dynamic environments. Her proactive mindset and team-oriented attitude have consistently led to successful outcomes in compliance and regulatory projects. Outside of her professional life, Sarah is passionate about mentoring emerging legal talent in the financial sector.
Sarah Kreisman
Work Experience
General Counsel at
Independent Financial Group, LLC
August 2022 - Present
Chief Legal Counsel and VP, Compliance at
Independent Financial Group, LLC
April 2018 - Present
CCO, E*TRADE Financial Corporate Services, Inc. at
E*TRADE from Morgan Stanley
April 2013 - March 2018
Chief Compliance Officer, E*TRADE Clearing LLC at
E*TRADE from Morgan Stanley
June 2012 - October 2013
Director Regulatory Affairs at
Etrade Financial Holdings, LLC
July 2007 - May 2013
Senior Legal Counsel at
Fidelity Investments
May 2006 - July 2007
Associate Counsel at
Aig Financial Advisors
April 2002 - May 2006
Assistant Director of Compliance/Associate General Counsel at
Aig Financial Advisors
February 2001 - March 2002
Compliance Manager, Legal & Regulatory Inquiries at
Sunamerica Securities
May 2000 - January 2001
VP/Assistant General Counsel at
Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation
October 1994 - April 2000
Sarah Kreisman
Education
Seton Hall University School of Law, Doctor Of Law (Jd)
January 1991 - January 1994
Emory University, Bachelor Of Arts (Ba)
January 1986 - January 1990
Frequently Asked Questions about Sarah Kreisman
What is Sarah Kreisman email address?
Sarah Kreisman's primary email address is **************@etrade.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Sarah Kreisman work for?
Sarah Kreisman is a General Counsel at Independent Financial Group, LLC, a company specializing in Monetary Authorities-Central Bank.
Where Sarah Kreisman graduated from?
Sarah Kreisman holds a degree in from Seton Hall University School of Law.
How can I directly contact Sarah Kreisman?
To contact Sarah Kreisman directly, you can use the email address **************@etrade.com. Complete contact information is available upon registration with Muraena.
Who is Sarah Kreisman?
Sarah Kreisman is an accomplished legal professional with extensive expertise in corporate governance, compliance, and financial regulation. As the General Counsel and VP of Compliance at Independent Financial Group, LLC, she navigates complex legal landscapes and ensures adherence to industry standards. With a strong background in litigation and regulatory affairs, Sarah has successfully managed inquiries from multiple regulatory bodies, including FINRA and SEC. She possesses exceptional negotiation skills and a detail-oriented approach that enhances client confidence. Sarah's career spans over two decades in various leadership roles across prominent financial institutions, showcasing her ability to adapt and thrive in dynamic environments. Her proactive mindset and team-oriented attitude have consistently led to successful outcomes in compliance and regulatory projects. Outside of her professional life, Sarah is passionate about mentoring emerging legal talent in the financial sector.
Sarah`s contact details
**************@etrade.com
*********@ifgsd.com
Colleagues
Vice President Operations
VP of Finance
Co-Founder and CMO
Vice President of Alternative Investments