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Sarah Kreisman

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Sarah Kreisman

General Counsel | Independent Financial Group, LLC

San Diego, California, United States

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Sarah Kreisman

Summary

Sarah Kreisman is an accomplished legal professional with extensive expertise in corporate governance, compliance, and financial regulation. As the General Counsel and VP of Compliance at Independent Financial Group, LLC, she navigates complex legal landscapes and ensures adherence to industry standards. With a strong background in litigation and regulatory affairs, Sarah has successfully managed inquiries from multiple regulatory bodies, including FINRA and SEC. She possesses exceptional negotiation skills and a detail-oriented approach that enhances client confidence. Sarah's career spans over two decades in various leadership roles across prominent financial institutions, showcasing her ability to adapt and thrive in dynamic environments. Her proactive mindset and team-oriented attitude have consistently led to successful outcomes in compliance and regulatory projects. Outside of her professional life, Sarah is passionate about mentoring emerging legal talent in the financial sector.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Sarah Kreisman

Work Experience

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General Counsel at

Independent Financial Group, LLC

August 2022 - Present

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Chief Legal Counsel and VP, Compliance at

Independent Financial Group, LLC

April 2018 - Present

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CCO, E*TRADE Financial Corporate Services, Inc. at

E*TRADE from Morgan Stanley

April 2013 - March 2018

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Chief Compliance Officer, E*TRADE Clearing LLC at

E*TRADE from Morgan Stanley

June 2012 - October 2013

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Director Regulatory Affairs at

Etrade Financial Holdings, LLC

July 2007 - May 2013

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Senior Legal Counsel at

Fidelity Investments

May 2006 - July 2007

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Associate Counsel at

Aig Financial Advisors

April 2002 - May 2006

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Assistant Director of Compliance/Associate General Counsel at

Aig Financial Advisors

February 2001 - March 2002

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Compliance Manager, Legal & Regulatory Inquiries at

Sunamerica Securities

May 2000 - January 2001

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VP/Assistant General Counsel at

Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation

October 1994 - April 2000

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Sarah Kreisman

Education

Seton Hall University School of Law, Doctor Of Law (Jd)

January 1991 - January 1994

Emory University, Bachelor Of Arts (Ba)

January 1986 - January 1990

Frequently Asked Questions about Sarah Kreisman

What is Sarah Kreisman email address?

Sarah Kreisman's primary email address is **************@etrade.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Sarah Kreisman work for?

Sarah Kreisman is a General Counsel at Independent Financial Group, LLC, a company specializing in Monetary Authorities-Central Bank.

Where Sarah Kreisman graduated from?

Sarah Kreisman holds a degree in from Seton Hall University School of Law.

How can I directly contact Sarah Kreisman?

To contact Sarah Kreisman directly, you can use the email address **************@etrade.com. Complete contact information is available upon registration with Muraena.

Who is Sarah Kreisman?

Sarah Kreisman is an accomplished legal professional with extensive expertise in corporate governance, compliance, and financial regulation. As the General Counsel and VP of Compliance at Independent Financial Group, LLC, she navigates complex legal landscapes and ensures adherence to industry standards. With a strong background in litigation and regulatory affairs, Sarah has successfully managed inquiries from multiple regulatory bodies, including FINRA and SEC. She possesses exceptional negotiation skills and a detail-oriented approach that enhances client confidence. Sarah's career spans over two decades in various leadership roles across prominent financial institutions, showcasing her ability to adapt and thrive in dynamic environments. Her proactive mindset and team-oriented attitude have consistently led to successful outcomes in compliance and regulatory projects. Outside of her professional life, Sarah is passionate about mentoring emerging legal talent in the financial sector.

Sarah`s contact details

mail

**************@etrade.com

*********@ifgsd.com

Colleagues

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Lauren Slater Goettsche

Vice President Operations

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Scott Davis Cpa

VP of Finance

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David Fischer

Co-Founder and CMO

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Travis Hicks

Vice President of Alternative Investments

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