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Scott Gilbert
Scott Gilbert
Vice President | FINRA
New York, New York, United States
Scott Gilbert
Summary
Scott Gilbert is a seasoned professional with extensive experience in investor protection and regulatory compliance within the financial services sector. Currently serving as Vice President of Risk Monitoring at FINRA, he has a proven track record of managing complex compliance programs and overseeing significant regulatory initiatives. His past roles include leadership positions at major financial institutions like UBS and Merrill Lynch, where he honed his expertise in compliance, internal investigations, and litigation. Scott is known for his critical thinking and public speaking skills, frequently sharing insights at industry conferences. With over 12 years in managerial roles, he has effectively led teams and influenced regulatory policies to enhance market integrity. His academic credentials include a JD from New York University School of Law and a BA in Political Science from Columbia University. Beyond his professional achievements, Scott is passionate about fostering a culture of compliance and ethics in the financial industry.
Scott Gilbert
Work Experience
Vice President at
FINRA
January 2020 - Present
Vice President, New York District Director at
FinRA ry
April 2019 - Present
Senior Director at
FinRA ry
September 2013 - April 2019
Executive Director and Head, Wealth Management Advisor Group Compliance at
UBS Group AG
January 2011 - January 2013
Executive Director and Senior Associate General Counsel at
UBS Group AG
January 2004 - January 2011
Vice President, Senior Counsel at
Merrill Lynch/Wfc/L. Inc.
January 2000 - January 2004
Trial Counsel, Division of Enforcement at
NYSE
January 1995 - January 2000
Litigation Associate at
Bizar And Martin
January 1992 - January 1995
Litigation Associate at
Dewey Ballantine
January 1990 - January 1992
Scott Gilbert
Education
New York University School of Law, Doctor Of Law - Jd
January 1987 - January 1990
Columbia College, Columbia University, Bachelor Of Arts - Ba
January 1983 - January 1987
Frequently Asked Questions about Scott Gilbert
What is Scott Gilbert email address?
Scott Gilbert's primary email address is *************@finra.org. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Scott Gilbert work for?
Scott Gilbert is a Vice President at FINRA, a company specializing in Functions related to depository banking.
Where Scott Gilbert graduated from?
Scott Gilbert holds a degree in Law from New York University School of Law.
How can I directly contact Scott Gilbert?
To contact Scott Gilbert directly, you can use the email address *************@finra.org. Complete contact information is available upon registration with Muraena.
Who is Scott Gilbert?
Scott Gilbert is a seasoned professional with extensive experience in investor protection and regulatory compliance within the financial services sector. Currently serving as Vice President of Risk Monitoring at FINRA, he has a proven track record of managing complex compliance programs and overseeing significant regulatory initiatives. His past roles include leadership positions at major financial institutions like UBS and Merrill Lynch, where he honed his expertise in compliance, internal investigations, and litigation. Scott is known for his critical thinking and public speaking skills, frequently sharing insights at industry conferences. With over 12 years in managerial roles, he has effectively led teams and influenced regulatory policies to enhance market integrity. His academic credentials include a JD from New York University School of Law and a BA in Political Science from Columbia University. Beyond his professional achievements, Scott is passionate about fostering a culture of compliance and ethics in the financial industry.
Scott`s contact details
*************@finra.org
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