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Sean Flynn
Sean Flynn
Senior Director, Registered Investment Adviser Compliance | TIAA
Charlotte, North Carolina, United States
Sean Flynn
Summary
Sean Flynn is an accomplished Chief Compliance Officer at TIAA-CREF Tuition Financing, Inc., with a robust background in compliance and risk management across various financial sectors. With extensive experience in implementing regulatory frameworks and policies, he has successfully navigated the complexities of capital markets, investment banking, and insurance. His leadership in compliance has resulted in significant improvements in operational risk management and adherence to industry regulations. Sean holds multiple FINRA licenses, showcasing his commitment to professional excellence in the financial services industry. He is known for his ability to drive transformational change while ensuring compliance with evolving regulations. His educational background includes an MBA from Pfeiffer University and a BA in History from the University of North Carolina at Charlotte, reflecting a well-rounded perspective on business and governance. Sean is passionate about fostering a culture of compliance and integrity within organizations, making him a key asset in any financial institution.
Sean Flynn
Work Experience
Senior Director, Registered Investment Adviser Compliance at
TIAA
June 2022 - Present
Chief Compliance Officer / TIAA- Tuition Financing, Inc. at
TIAA
March 2015 - Present
TIAA Financial Services, Director - Retail Testing at
TIAA
June 2017 - October 2019
Director, Regulatory Risk at
Wells Fargo & Company
July 2012 - March 2015
Vice President, Compliance Manager - Retail Surveillance at
Wells Fargo & Company
September 2004 - July 2012
Compliance Officer, Assistant Vice President at
WACHOVIA SECURITIES PTY LTD
August 2002 - September 2004
First Union Retail Investment Group-Premier Services - Area Leader at
First Union Securities
April 1998 - August 2002
Sean Flynn
Education
Pfeiffer University, Mba
January 2001 - January 2003
University of North Carolina at Charlotte, Ba
January 1992 - January 1996
middletown high school south
January 1988 - January 1991
Frequently Asked Questions about Sean Flynn
What is Sean Flynn email address?
Sean Flynn's primary email address is ******@tiaa.org. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Sean Flynn work for?
Sean Flynn is a Senior Director, Registered Investment Adviser Compliance at TIAA, a company specializing in Functions related to depository banking.
Where Sean Flynn graduated from?
Sean Flynn holds a degree in Masters Of Business Administration from Pfeiffer University.
How can I directly contact Sean Flynn?
To contact Sean Flynn directly, you can use the email address ******@tiaa.org. Complete contact information is available upon registration with Muraena.
Who is Sean Flynn?
Sean Flynn is an accomplished Chief Compliance Officer at TIAA-CREF Tuition Financing, Inc., with a robust background in compliance and risk management across various financial sectors. With extensive experience in implementing regulatory frameworks and policies, he has successfully navigated the complexities of capital markets, investment banking, and insurance. His leadership in compliance has resulted in significant improvements in operational risk management and adherence to industry regulations. Sean holds multiple FINRA licenses, showcasing his commitment to professional excellence in the financial services industry. He is known for his ability to drive transformational change while ensuring compliance with evolving regulations. His educational background includes an MBA from Pfeiffer University and a BA in History from the University of North Carolina at Charlotte, reflecting a well-rounded perspective on business and governance. Sean is passionate about fostering a culture of compliance and integrity within organizations, making him a key asset in any financial institution.
Sean`s contact details
******@tiaa.org
Colleagues
Vice President Wealth Management Advisor
Chief of Staff
Vice President, Senior Risk Officer
Vice President, Head of Product Marketing
Executive Vice President, CRO, Enterprise Risk Programs and COO, Legal, Risk and Compliance
Senior Managing Director, Head of Digital and Channel Technology
Head of Business Operations and Strategic Investments, Chief Controls Officer, EVP
Vice President Talent Acquisition
Managing Director of Business Transformation
Managing Director, Associate General Counsel & Deputy Corporate Secretary