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Sean Flynn

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Sean Flynn

Senior Director, Registered Investment Adviser Compliance | TIAA

Charlotte, North Carolina, United States

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Sean Flynn

Summary

Sean Flynn is an accomplished Chief Compliance Officer at TIAA-CREF Tuition Financing, Inc., with a robust background in compliance and risk management across various financial sectors. With extensive experience in implementing regulatory frameworks and policies, he has successfully navigated the complexities of capital markets, investment banking, and insurance. His leadership in compliance has resulted in significant improvements in operational risk management and adherence to industry regulations. Sean holds multiple FINRA licenses, showcasing his commitment to professional excellence in the financial services industry. He is known for his ability to drive transformational change while ensuring compliance with evolving regulations. His educational background includes an MBA from Pfeiffer University and a BA in History from the University of North Carolina at Charlotte, reflecting a well-rounded perspective on business and governance. Sean is passionate about fostering a culture of compliance and integrity within organizations, making him a key asset in any financial institution.

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Technical Background

Leadership Experience

Long-Term Tenure

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Corporate Experience

Sean Flynn

Work Experience

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Senior Director, Registered Investment Adviser Compliance at

TIAA

June 2022 - Present

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Chief Compliance Officer / TIAA- Tuition Financing, Inc. at

TIAA

March 2015 - Present

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TIAA Financial Services, Director - Retail Testing at

TIAA

June 2017 - October 2019

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Director, Regulatory Risk at

Wells Fargo & Company

July 2012 - March 2015

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Vice President, Compliance Manager - Retail Surveillance at

Wells Fargo & Company

September 2004 - July 2012

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Compliance Officer, Assistant Vice President at

WACHOVIA SECURITIES PTY LTD

August 2002 - September 2004

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First Union Retail Investment Group-Premier Services - Area Leader at

First Union Securities

April 1998 - August 2002

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Sean Flynn

Education

Pfeiffer University, Mba

January 2001 - January 2003

University of North Carolina at Charlotte, Ba

January 1992 - January 1996

middletown high school south

January 1988 - January 1991

Frequently Asked Questions about Sean Flynn

What is Sean Flynn email address?

Sean Flynn's primary email address is ******@tiaa.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Sean Flynn work for?

Sean Flynn is a Senior Director, Registered Investment Adviser Compliance at TIAA, a company specializing in Functions related to depository banking.

Where Sean Flynn graduated from?

Sean Flynn holds a degree in Masters Of Business Administration from Pfeiffer University.

How can I directly contact Sean Flynn?

To contact Sean Flynn directly, you can use the email address ******@tiaa.org. Complete contact information is available upon registration with Muraena.

Who is Sean Flynn?

Sean Flynn is an accomplished Chief Compliance Officer at TIAA-CREF Tuition Financing, Inc., with a robust background in compliance and risk management across various financial sectors. With extensive experience in implementing regulatory frameworks and policies, he has successfully navigated the complexities of capital markets, investment banking, and insurance. His leadership in compliance has resulted in significant improvements in operational risk management and adherence to industry regulations. Sean holds multiple FINRA licenses, showcasing his commitment to professional excellence in the financial services industry. He is known for his ability to drive transformational change while ensuring compliance with evolving regulations. His educational background includes an MBA from Pfeiffer University and a BA in History from the University of North Carolina at Charlotte, reflecting a well-rounded perspective on business and governance. Sean is passionate about fostering a culture of compliance and integrity within organizations, making him a key asset in any financial institution.

Sean`s contact details

mail

******@tiaa.org

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