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Sean Gorman

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Sean Gorman

Securities Compliance Examiner | Rockefeller Capital Management

Albany, New York Metropolitan Area United States, United States

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Sean Gorman

Summary

Sean Gorman is a seasoned compliance professional with over 15 years of experience in the financial industry, specializing in Private Wealth Management and Capital Markets. Currently serving as the Senior Vice President and Investment Advisory Compliance Manager at Rockefeller Capital Management, he has a proven track record of leading complex compliance projects and collaborating effectively with legal and technology teams. His career includes significant roles at prestigious firms such as Goldman Sachs, Credit Suisse, and Barclays, where he focused on compliance for high-net-worth clients and regulatory requirements. Sean holds an MBA in Finance and International Business from Loyola University Chicago and a BA in Political Science from the University of Iowa. He is known for his ability to navigate the intricacies of cross-border compliance and fiduciary responsibilities, making him a valuable asset in the wealth management sector. Outside of his professional life, Sean is likely to have interests that align with emerging technologies and leadership development, reflecting his commitment to staying ahead in a rapidly evolving industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Sean Gorman

Work Experience

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Head of Fiduciary & Cross Border Compliance at

Rockefeller Capital Management

August 2024 - Present

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Sean Gorman

Education

Quinlan School of Business, Loyola University Chicago, MBA, Finance & International Business

January 2000 - January 2003

University of Iowa, BA, Political Science

January 1994 - January 1998

Frequently Asked Questions about Sean Gorman

What is Sean Gorman email address?

Sean Gorman's primary email address is *******@rockco.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Sean Gorman work for?

Sean Gorman is a Securities Compliance Examiner at Rockefeller Capital Management.

Where Sean Gorman graduated from?

Sean Gorman holds a degree in null from Quinlan School of Business, Loyola University Chicago.

How can I directly contact Sean Gorman?

To contact Sean Gorman directly, you can use the email address *******@rockco.com. Complete contact information is available upon registration with Muraena.

Who is Sean Gorman?

Sean Gorman is a seasoned compliance professional with over 15 years of experience in the financial industry, specializing in Private Wealth Management and Capital Markets. Currently serving as the Senior Vice President and Investment Advisory Compliance Manager at Rockefeller Capital Management, he has a proven track record of leading complex compliance projects and collaborating effectively with legal and technology teams. His career includes significant roles at prestigious firms such as Goldman Sachs, Credit Suisse, and Barclays, where he focused on compliance for high-net-worth clients and regulatory requirements. Sean holds an MBA in Finance and International Business from Loyola University Chicago and a BA in Political Science from the University of Iowa. He is known for his ability to navigate the intricacies of cross-border compliance and fiduciary responsibilities, making him a valuable asset in the wealth management sector. Outside of his professional life, Sean is likely to have interests that align with emerging technologies and leadership development, reflecting his commitment to staying ahead in a rapidly evolving industry.

Sean`s contact details

mail

*******@rockco.com

Colleagues

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Heather Jensen

Assistant Store Manager

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Heather Philip

Manager of Special Projects

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Georgina Lahoud-nico

Managing Director - Private Wealth Advisor

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Gerry Dahlander

Senior Financial Advisor, Senior Vice President

Erica Howard

Legal Analyst

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Eric Walker

Production Manager

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Tracy Garon Hojka

Accounting Clerk

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Hillary Collins

Vice President, Client Relationship Manager

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Stacy Swain

Financial Advisor, CFM, AVP

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