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Shilpi Mcgrath Cams

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Shilpi Mcgrath Cams

Chief Compliance Officer/AMLCO | Forge

Garland, Texas, United States

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Shilpi Mcgrath Cams

Summary

Shilpi Mcgrath Cams is a seasoned FinTech Compliance Professional with nearly 20 years of experience in developing and implementing compliance programs that adhere to FINRA and SEC regulations. Currently serving as the Chief Compliance Officer at Forge, she excels in mentoring compliance teams and collaborating with senior leadership to address regulatory challenges. Shilpi's career spans multiple roles in compliance, risk management, and financial services, showcasing her adaptability and deep understanding of the industry. With a strong foundation in mathematics from Baylor University, she combines analytical skills with a passion for compliance and integrity. Shilpi is dedicated to fostering professional relationships and is always open to networking opportunities. Her diverse background includes experience in both corporate and startup environments, demonstrating her versatility in navigating different organizational cultures.

General

Specialist

Technical Background

Leadership Experience

Frequent Moves

Professional interests

Industry-specific interests

Leadership Development

Organisational experience

Corporate Experience

Startup Experience

Shilpi Mcgrath Cams

Work Experience

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Chief Compliance Officer/AMLCO at

Forge

August 2024 - Present

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Interim Chief Compliance Officer at

Forge

April 2024 - August 2024

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Senior Director, Compliance Officer at

Forge

November 2022 - March 2024

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Director Of Compliance at

Futu Holdings Limited

November 2021 - November 2022

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Manager, Fraud and Trade Surveillance at

Apex Fintech Solutions

August 2018 - November 2021

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Senior Advisor at

1st Global, Inc.

February 2015 - August 2018

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Senior Trade Surveillance Analyst at

1st Global, Inc.

December 2014 - February 2015

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Trade Surveillance Analyst at

1st Global, Inc.

October 2013 - December 2014

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Compliance Examiner at

Hilltop Securities Inc.

April 2012 - October 2013

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Principal/Operations Manager/Financial Advisor at

Investors Brokerage Of Texas

January 2006 - April 2012

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General Manager at

Barnetts Pub

March 2009 - May 2010

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Assistant Manager/Floral Designer at

Bloomingals

March 2003 - March 2009

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Shilpi Mcgrath Cams

Education

Baylor University, Bachelor Of Science (Bs)

January 2000 - January 2006

Southlake Carroll High School

January 1997 - January 2000

Frequently Asked Questions about Shilpi Mcgrath Cams

What is Shilpi Mcgrath Cams email address?

Shilpi Mcgrath Cams's primary email address is **************@forgeglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Shilpi Mcgrath Cams work for?

Shilpi Mcgrath Cams is a Chief Compliance Officer/AMLCO at Forge, a company specializing in Functions related to depository banking.

Where Shilpi Mcgrath Cams graduated from?

Shilpi Mcgrath Cams holds a degree in Mathematics from Baylor University.

How can I directly contact Shilpi Mcgrath Cams?

To contact Shilpi Mcgrath Cams directly, you can use the email address **************@forgeglobal.com. Complete contact information is available upon registration with Muraena.

Who is Shilpi Mcgrath Cams?

Shilpi Mcgrath Cams is a seasoned FinTech Compliance Professional with nearly 20 years of experience in developing and implementing compliance programs that adhere to FINRA and SEC regulations. Currently serving as the Chief Compliance Officer at Forge, she excels in mentoring compliance teams and collaborating with senior leadership to address regulatory challenges. Shilpi's career spans multiple roles in compliance, risk management, and financial services, showcasing her adaptability and deep understanding of the industry. With a strong foundation in mathematics from Baylor University, she combines analytical skills with a passion for compliance and integrity. Shilpi is dedicated to fostering professional relationships and is always open to networking opportunities. Her diverse background includes experience in both corporate and startup environments, demonstrating her versatility in navigating different organizational cultures.

Shilpi`s contact details

mail

**************@forgeglobal.com

********@1stglobal.com

********@apexclearing.com

Colleagues

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Andrew Saeta

Managing Director & Co-Head of Institutional Sales, Forge Markets

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Roanne Lee

Senior Vice President Growth Marketing

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Thomas Davies

Managing Director and CEO/COO, Forge Europe

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Tim Chueh

Vice President - FCS Group

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Norbert Ngethe

Senior Vice President, Head of Legal

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Sohail Prasad

Founder & CEO

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Karan Arora

Managing Director & Co-Head of Marketplace

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Karim Vedol

Vice President of People Operations & Total Rewards

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Andrew Schofield

SVP, Information Security (CISO) & IT Operations

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Kelly Rodriques

Chief Executive Officer

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