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Stephanie Roth

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Stephanie Roth

Chief Compliance Officer, CrowdStreet Capital & CrowdStreet Advisors | CrowdStreet

Austin, Texas, United States

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Stephanie Roth

Summary

Stephanie Roth is a seasoned Chief Compliance Officer at CrowdStreet Capital & CrowdStreet Advisors, bringing extensive expertise in compliance, risk management, and financial services. With a strong academic background in Finance and Economics from the University of Pittsburgh, she has cultivated a career marked by leadership in compliance supervision across various financial institutions. Known for her innovative approach to compliance challenges, Stephanie has successfully led geographically dispersed teams, ensuring adherence to regulatory standards while driving operational efficiency. Her leadership was recognized with the 2023 CrowdStreet Leadership Excellence Award, underscoring her impact in the industry. She has held pivotal roles at Edelman Financial Services and Summit Brokerage Services, where she honed her supervisory skills and developed risk-based compliance strategies. Stephanie's commitment to enhancing compliance frameworks positions her as a vital asset in navigating the complexities of financial regulations.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Stephanie Roth

Work Experience

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Chief Compliance Officer, CrowdStreet Capital & CrowdStreet Advisors at

CrowdStreet

August 2021 - Present

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Manager, Compliance Supervision at

Edelman Financial Engines

July 2018 - August 2021

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Supervisor, Compliance at

Edelman Financial Engines

January 2017 - July 2018

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Compliance Officer at

Edelman Financial Engines

September 2014 - January 2017

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Compliance Supervisor at

Summit Financial Networks, Inc.

October 2012 - September 2014

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Sales Executive at

Ekn Financial Services, Inc.

August 2010 - October 2012

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Pricing Team Analyst Intern at

Česká spořitelna

May 2009 - August 2009

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Representative at

Northwestern Mutual

September 2008 - June 2009

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Stephanie Roth

Education

University of Pittsburgh, Bachelor Of Science (B.S.)

January 2006 - January 2010

Frequently Asked Questions about Stephanie Roth

What is Stephanie Roth email address?

Stephanie Roth's primary email address is *****@crowdstreet.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Stephanie Roth work for?

Stephanie Roth is a Chief Compliance Officer, CrowdStreet Capital & CrowdStreet Advisors at CrowdStreet, a company specializing in Monetary Authorities-Central Bank.

Where Stephanie Roth graduated from?

Stephanie Roth holds a degree in Finance And Economics from University of Pittsburgh.

How can I directly contact Stephanie Roth?

To contact Stephanie Roth directly, you can use the email address *****@crowdstreet.com. Complete contact information is available upon registration with Muraena.

Who is Stephanie Roth?

Stephanie Roth is a seasoned Chief Compliance Officer at CrowdStreet Capital & CrowdStreet Advisors, bringing extensive expertise in compliance, risk management, and financial services. With a strong academic background in Finance and Economics from the University of Pittsburgh, she has cultivated a career marked by leadership in compliance supervision across various financial institutions. Known for her innovative approach to compliance challenges, Stephanie has successfully led geographically dispersed teams, ensuring adherence to regulatory standards while driving operational efficiency. Her leadership was recognized with the 2023 CrowdStreet Leadership Excellence Award, underscoring her impact in the industry. She has held pivotal roles at Edelman Financial Services and Summit Brokerage Services, where she honed her supervisory skills and developed risk-based compliance strategies. Stephanie's commitment to enhancing compliance frameworks positions her as a vital asset in navigating the complexities of financial regulations.

Stephanie`s contact details

mail

*****@crowdstreet.com

Colleagues

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Anna-Marie Allander Lieb

Sr. Managing Director, Investments

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Benjamin Mcfarland

I don’t give up.

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Kristen Howell

President, CrowdStreet Capital | General Counsel & Chief Compliance Officer, CrowdStreet

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Marc Schaevitz

Managing Director

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David Govshtein

Managing Director

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Darren Powderly

Founder, Sr. Managing Director

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Brendan Sparrough

Senior Managing Director - Head of Capital Markets

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Kevin Perry

VP, Financial Operations & Accounting

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Jack Chandler

Advisory Board Member

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Ian Formigle

Chief Investment Officer

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