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Stephen Ellwood

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Stephen Ellwood

General Counsel and Chief Compliance Officer | Advent Capital Management, LLC

United States

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Stephen Ellwood

Summary

Stephen Ellwood is an accomplished legal and compliance executive with extensive experience in the financial services industry. Currently serving as the General Counsel and Chief Compliance Officer at Advent Capital Management, he has a proven track record in alternative investments and asset management. His career spans over two decades, during which he has held senior legal positions in various firms, demonstrating a deep understanding of compliance regulations and securities litigation. Stephen's diverse background includes leadership roles across both corporate and consulting environments, equipping him with a unique perspective on regulatory challenges. He is known for his strategic thinking and ability to navigate complex legal landscapes, ensuring organizational adherence to compliance standards. Beyond his professional achievements, Stephen is passionate about fostering a culture of ethical conduct within the financial sector. He is committed to continuous learning and staying abreast of emerging trends in compliance and investment regulations.

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Leadership Experience

Long-Term Tenure

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Industry-specific interests

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Organisational experience

Corporate Experience

Consulting Experience

Stephen Ellwood

Work Experience

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General Counsel and Chief Compliance Officer at

Advent Capital Management, LLC

June 2023 - Present

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Chief Legal Officer & Chief Compliance Officer at

Semper Capital Management, L.P.

March 2019 - June 2023

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General Counsel & Chief Compliance Officer at

Structured Portfolio Management

April 2015 - March 2019

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Chief Compliance Officer at

Arrowgrass Capital Partners LLP

January 2011 - January 2015

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General Counsel & Chief Compliance Officer at

Quattro Global Capital LLC

January 2007 - January 2011

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Chief Compliance Officer at

Greywolf Capital Management LP

January 2006 - January 2007

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Chief Compliance Officer & Counsel at

Forest Investment Management

January 2004 - January 2006

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Director at

MacKay Shields LLC

January 1999 - January 2003

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Stephen Ellwood

Education

Universitas darussalam ambon, Bachelors

January 1970 - January 1970

St. John's University (New York City), Doctor Of Jurisprudence

January 1970 - January 1970

Loyola University Maryland, Bachelors

January 1970 - January 1970

Frequently Asked Questions about Stephen Ellwood

What is Stephen Ellwood email address?

Stephen Ellwood's primary email address is ********@sempercap.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Stephen Ellwood work for?

Stephen Ellwood is a General Counsel and Chief Compliance Officer at Advent Capital Management, LLC, a company specializing in Security brokers & dealers.

Where Stephen Ellwood graduated from?

Stephen Ellwood holds a degree in Bachelor Of Arts from Universitas darussalam ambon.

How can I directly contact Stephen Ellwood?

To contact Stephen Ellwood directly, you can use the email address ********@sempercap.com. Complete contact information is available upon registration with Muraena.

Who is Stephen Ellwood?

Stephen Ellwood is an accomplished legal and compliance executive with extensive experience in the financial services industry. Currently serving as the General Counsel and Chief Compliance Officer at Advent Capital Management, he has a proven track record in alternative investments and asset management. His career spans over two decades, during which he has held senior legal positions in various firms, demonstrating a deep understanding of compliance regulations and securities litigation. Stephen's diverse background includes leadership roles across both corporate and consulting environments, equipping him with a unique perspective on regulatory challenges. He is known for his strategic thinking and ability to navigate complex legal landscapes, ensuring organizational adherence to compliance standards. Beyond his professional achievements, Stephen is passionate about fostering a culture of ethical conduct within the financial sector. He is committed to continuous learning and staying abreast of emerging trends in compliance and investment regulations.

Stephen`s contact details

mail

********@sempercap.com

********@adventcap.com

*******@spmllc.com

***************@mackayshields.com

Colleagues

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Paul Latronica

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Francois Berlioz

Managing Director (convertible bonds research, Europe)

Kyla Hansen

Vice President, Investor Relations

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Larry Oxley Cfa

VIce President High Yield & Convertibles

Lauren Kos Stanton

Vice President, Investor Relations

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Leo Schmidt Cfa

Chief Investment Officer

Doug Melancon

Managing Director

Drew Hanson

Managing Director, Director of Research

Craig Altshuler

Managing Director, Head of Client and Consultant Relations

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Daniel Partlow

Managing Director, Chief Risk Officer

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