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Stephen Ellwood
Stephen Ellwood
General Counsel and Chief Compliance Officer | Advent Capital Management, LLC
United States
Stephen Ellwood
Summary
Stephen Ellwood is an accomplished legal and compliance executive with extensive experience in the financial services industry. Currently serving as the General Counsel and Chief Compliance Officer at Advent Capital Management, he has a proven track record in alternative investments and asset management. His career spans over two decades, during which he has held senior legal positions in various firms, demonstrating a deep understanding of compliance regulations and securities litigation. Stephen's diverse background includes leadership roles across both corporate and consulting environments, equipping him with a unique perspective on regulatory challenges. He is known for his strategic thinking and ability to navigate complex legal landscapes, ensuring organizational adherence to compliance standards. Beyond his professional achievements, Stephen is passionate about fostering a culture of ethical conduct within the financial sector. He is committed to continuous learning and staying abreast of emerging trends in compliance and investment regulations.
Stephen Ellwood
Work Experience
General Counsel and Chief Compliance Officer at
Advent Capital Management, LLC
June 2023 - Present
Chief Legal Officer & Chief Compliance Officer at
Semper Capital Management, L.P.
March 2019 - June 2023
General Counsel & Chief Compliance Officer at
Structured Portfolio Management
April 2015 - March 2019
Chief Compliance Officer at
Arrowgrass Capital Partners LLP
January 2011 - January 2015
General Counsel & Chief Compliance Officer at
Quattro Global Capital LLC
January 2007 - January 2011
Chief Compliance Officer at
Greywolf Capital Management LP
January 2006 - January 2007
Chief Compliance Officer & Counsel at
Forest Investment Management
January 2004 - January 2006
Director at
MacKay Shields LLC
January 1999 - January 2003
Stephen Ellwood
Education
Universitas darussalam ambon, Bachelors
January 1970 - January 1970
St. John's University (New York City), Doctor Of Jurisprudence
January 1970 - January 1970
Loyola University Maryland, Bachelors
January 1970 - January 1970
Frequently Asked Questions about Stephen Ellwood
What is Stephen Ellwood email address?
Stephen Ellwood's primary email address is ********@sempercap.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Stephen Ellwood work for?
Stephen Ellwood is a General Counsel and Chief Compliance Officer at Advent Capital Management, LLC, a company specializing in Security brokers & dealers.
Where Stephen Ellwood graduated from?
Stephen Ellwood holds a degree in Bachelor Of Arts from Universitas darussalam ambon.
How can I directly contact Stephen Ellwood?
To contact Stephen Ellwood directly, you can use the email address ********@sempercap.com. Complete contact information is available upon registration with Muraena.
Who is Stephen Ellwood?
Stephen Ellwood is an accomplished legal and compliance executive with extensive experience in the financial services industry. Currently serving as the General Counsel and Chief Compliance Officer at Advent Capital Management, he has a proven track record in alternative investments and asset management. His career spans over two decades, during which he has held senior legal positions in various firms, demonstrating a deep understanding of compliance regulations and securities litigation. Stephen's diverse background includes leadership roles across both corporate and consulting environments, equipping him with a unique perspective on regulatory challenges. He is known for his strategic thinking and ability to navigate complex legal landscapes, ensuring organizational adherence to compliance standards. Beyond his professional achievements, Stephen is passionate about fostering a culture of ethical conduct within the financial sector. He is committed to continuous learning and staying abreast of emerging trends in compliance and investment regulations.
Stephen`s contact details
********@sempercap.com
********@adventcap.com
*******@spmllc.com
***************@mackayshields.com
Colleagues
Managing Director
Managing Director (convertible bonds research, Europe)
Vice President, Investor Relations
VIce President High Yield & Convertibles
Vice President, Investor Relations
Chief Investment Officer
Managing Director
Managing Director, Director of Research
Managing Director, Head of Client and Consultant Relations
Managing Director, Chief Risk Officer