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Steve Pisano

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Steve Pisano

Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC | Simon Quick Advisors, LLC

Morristown, New Jersey, United States

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Steve Pisano

Summary

Steve Pisano is a seasoned compliance professional with nearly two decades of experience in regulatory compliance within the financial services industry. Currently serving as the Managing Director and Chief Compliance Officer at Simon Quick Advisors, LLC, he has a proven track record of ensuring compliance with evolving regulatory standards. His journey includes key roles at notable firms such as Dynasty Financial Partners and HSBC, where he honed his expertise in investment advisory compliance. Steve holds advanced degrees in law and business, equipping him with a robust foundation to navigate complex regulatory landscapes. His commitment to compliance excellence and strategic advisory roles showcases his ability to adapt and thrive in dynamic environments. Outside of work, Steve is passionate about mentoring the next generation of compliance professionals, sharing insights from his extensive career. He is based in Morristown, New Jersey, and is actively involved in compliance discussions within the industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Steve Pisano

Work Experience

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Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at

Simon Quick Advisors, LLC

August 2016 - Present

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CCO - Investment Operations at

Dynasty Financial Partners

November 2015 - August 2016

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Assistant Vice President at

HSBC

November 2012 - November 2015

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Senior Compliance Consultant at

New York Life Insurance Company

January 2006 - November 2012

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Steve Pisano

Education

Lubin School of Business, Master Of Business Administration - Mba

York College of Pennsylvania, Bachelor Of Arts - Ba

Frequently Asked Questions about Steve Pisano

What is Steve Pisano email address?

Steve Pisano's primary email address is ************@mqsadvisors.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Steve Pisano work for?

Steve Pisano is a Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at Simon Quick Advisors, LLC, a company specializing in Security brokers & dealers.

Where Steve Pisano graduated from?

Steve Pisano holds a degree in from Seton Hall University School of Law.

How can I directly contact Steve Pisano?

To contact Steve Pisano directly, you can use the email address ************@mqsadvisors.com. Complete contact information is available upon registration with Muraena.

Who is Steve Pisano?

Steve Pisano is a seasoned compliance professional with nearly two decades of experience in regulatory compliance within the financial services industry. Currently serving as the Managing Director and Chief Compliance Officer at Simon Quick Advisors, LLC, he has a proven track record of ensuring compliance with evolving regulatory standards. His journey includes key roles at notable firms such as Dynasty Financial Partners and HSBC, where he honed his expertise in investment advisory compliance. Steve holds advanced degrees in law and business, equipping him with a robust foundation to navigate complex regulatory landscapes. His commitment to compliance excellence and strategic advisory roles showcases his ability to adapt and thrive in dynamic environments. Outside of work, Steve is passionate about mentoring the next generation of compliance professionals, sharing insights from his extensive career. He is based in Morristown, New Jersey, and is actively involved in compliance discussions within the industry.

Steve`s contact details

mail

************@mqsadvisors.com

************@masseyquick.com

***********@dynastyfinancialpartners.com

*******@simonquickadvisors.com

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