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Steve Pisano
Steve Pisano
Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC | Simon Quick Advisors, LLC
Morristown, New Jersey, United States
Steve Pisano
Summary
Steve Pisano is a seasoned compliance professional with nearly two decades of experience in regulatory compliance within the financial services industry. Currently serving as the Managing Director and Chief Compliance Officer at Simon Quick Advisors, LLC, he has a proven track record of ensuring compliance with evolving regulatory standards. His journey includes key roles at notable firms such as Dynasty Financial Partners and HSBC, where he honed his expertise in investment advisory compliance. Steve holds advanced degrees in law and business, equipping him with a robust foundation to navigate complex regulatory landscapes. His commitment to compliance excellence and strategic advisory roles showcases his ability to adapt and thrive in dynamic environments. Outside of work, Steve is passionate about mentoring the next generation of compliance professionals, sharing insights from his extensive career. He is based in Morristown, New Jersey, and is actively involved in compliance discussions within the industry.
Steve Pisano
Work Experience
Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at
Simon Quick Advisors, LLC
August 2016 - Present
CCO - Investment Operations at
Dynasty Financial Partners
November 2015 - August 2016
Assistant Vice President at
HSBC
November 2012 - November 2015
Senior Compliance Consultant at
New York Life Insurance Company
January 2006 - November 2012
Steve Pisano
Education
Seton Hall University School of Law, Doctor Of Law - Jd
Lubin School of Business, Master Of Business Administration - Mba
York College of Pennsylvania, Bachelor Of Arts - Ba
Frequently Asked Questions about Steve Pisano
What is Steve Pisano email address?
Steve Pisano's primary email address is ************@mqsadvisors.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Steve Pisano work for?
Steve Pisano is a Managing Director | Chief Compliance Officer | Principal at Simon Quick Advisors, LLC at Simon Quick Advisors, LLC, a company specializing in Security brokers & dealers.
Where Steve Pisano graduated from?
Steve Pisano holds a degree in from Seton Hall University School of Law.
How can I directly contact Steve Pisano?
To contact Steve Pisano directly, you can use the email address ************@mqsadvisors.com. Complete contact information is available upon registration with Muraena.
Who is Steve Pisano?
Steve Pisano is a seasoned compliance professional with nearly two decades of experience in regulatory compliance within the financial services industry. Currently serving as the Managing Director and Chief Compliance Officer at Simon Quick Advisors, LLC, he has a proven track record of ensuring compliance with evolving regulatory standards. His journey includes key roles at notable firms such as Dynasty Financial Partners and HSBC, where he honed his expertise in investment advisory compliance. Steve holds advanced degrees in law and business, equipping him with a robust foundation to navigate complex regulatory landscapes. His commitment to compliance excellence and strategic advisory roles showcases his ability to adapt and thrive in dynamic environments. Outside of work, Steve is passionate about mentoring the next generation of compliance professionals, sharing insights from his extensive career. He is based in Morristown, New Jersey, and is actively involved in compliance discussions within the industry.
Steve`s contact details
************@mqsadvisors.com
************@masseyquick.com
***********@dynastyfinancialpartners.com
*******@simonquickadvisors.com
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