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Steven Wolken

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Steven Wolken

Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) | Clearstead Advisors, LLC

Cleveland, Ohio, United States

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Steven Wolken

Summary

Steven Wolken is a seasoned Chief Compliance Officer with over a decade of experience at Clearstead Advisors, where he oversees compliance in the monetary authorities sector. With a strong background in finance, he holds both a B.S. and an MBA from John Carroll University, specializing in finance. His expertise spans alternative investments, asset management, and regulatory compliance, making him a valuable asset in the financial services industry. Steven's previous roles include Director of Investments at Chess Financial and Analyst at Victory Capital Management, showcasing a progressive career trajectory. He is known for his analytical skills and a deep understanding of financial markets, particularly in equities and fixed income. Steven is committed to fostering compliance and ethical standards within the organizations he serves. His career reflects a dedication to professional excellence and continuous improvement in compliance practices.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Steven Wolken

Work Experience

💼

Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) at

Clearstead Advisors, LLC

October 2011 - Present

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Director - Investments at

Chess Financial

December 2004 - September 2011

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Analyst at

Victory Capital

June 1998 - December 2004

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Steven Wolken

Education

John Carroll University, B.S. - Finance

January 1994 - January 1998

John Carroll University, Mba

January 1994 - January 1998

Frequently Asked Questions about Steven Wolken

What is Steven Wolken email address?

Steven Wolken's primary email address is *******@clearstead.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Steven Wolken work for?

Steven Wolken is a Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) at Clearstead Advisors, LLC, a company specializing in Functions related to depository banking.

Where Steven Wolken graduated from?

Steven Wolken holds a degree in from John Carroll University.

How can I directly contact Steven Wolken?

To contact Steven Wolken directly, you can use the email address *******@clearstead.com. Complete contact information is available upon registration with Muraena.

Who is Steven Wolken?

Steven Wolken is a seasoned Chief Compliance Officer with over a decade of experience at Clearstead Advisors, where he oversees compliance in the monetary authorities sector. With a strong background in finance, he holds both a B.S. and an MBA from John Carroll University, specializing in finance. His expertise spans alternative investments, asset management, and regulatory compliance, making him a valuable asset in the financial services industry. Steven's previous roles include Director of Investments at Chess Financial and Analyst at Victory Capital Management, showcasing a progressive career trajectory. He is known for his analytical skills and a deep understanding of financial markets, particularly in equities and fixed income. Steven is committed to fostering compliance and ethical standards within the organizations he serves. His career reflects a dedication to professional excellence and continuous improvement in compliance practices.

Steven`s contact details

mail

*******@clearstead.com

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