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Steven Wolken
Steven Wolken
Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) | Clearstead Advisors, LLC
Cleveland, Ohio, United States
Steven Wolken
Summary
Steven Wolken is a seasoned Chief Compliance Officer with over a decade of experience at Clearstead Advisors, where he oversees compliance in the monetary authorities sector. With a strong background in finance, he holds both a B.S. and an MBA from John Carroll University, specializing in finance. His expertise spans alternative investments, asset management, and regulatory compliance, making him a valuable asset in the financial services industry. Steven's previous roles include Director of Investments at Chess Financial and Analyst at Victory Capital Management, showcasing a progressive career trajectory. He is known for his analytical skills and a deep understanding of financial markets, particularly in equities and fixed income. Steven is committed to fostering compliance and ethical standards within the organizations he serves. His career reflects a dedication to professional excellence and continuous improvement in compliance practices.
Steven Wolken
Work Experience
Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) at
Clearstead Advisors, LLC
October 2011 - Present
Director - Investments at
Chess Financial
December 2004 - September 2011
Analyst at
Victory Capital
June 1998 - December 2004
Steven Wolken
Education
John Carroll University, B.S. - Finance
January 1994 - January 1998
January 1994 - January 1998
Frequently Asked Questions about Steven Wolken
What is Steven Wolken email address?
Steven Wolken's primary email address is *******@clearstead.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Steven Wolken work for?
Steven Wolken is a Chief Compliance Officer - Clearstead Advisors, LLC (formerly Hartland & Co., LLC) at Clearstead Advisors, LLC, a company specializing in Functions related to depository banking.
Where Steven Wolken graduated from?
Steven Wolken holds a degree in from John Carroll University.
How can I directly contact Steven Wolken?
To contact Steven Wolken directly, you can use the email address *******@clearstead.com. Complete contact information is available upon registration with Muraena.
Who is Steven Wolken?
Steven Wolken is a seasoned Chief Compliance Officer with over a decade of experience at Clearstead Advisors, where he oversees compliance in the monetary authorities sector. With a strong background in finance, he holds both a B.S. and an MBA from John Carroll University, specializing in finance. His expertise spans alternative investments, asset management, and regulatory compliance, making him a valuable asset in the financial services industry. Steven's previous roles include Director of Investments at Chess Financial and Analyst at Victory Capital Management, showcasing a progressive career trajectory. He is known for his analytical skills and a deep understanding of financial markets, particularly in equities and fixed income. Steven is committed to fostering compliance and ethical standards within the organizations he serves. His career reflects a dedication to professional excellence and continuous improvement in compliance practices.
Steven`s contact details
*******@clearstead.com
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