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Ursula Clay
Ursula Clay
Senior Managing Director, Chief Compliance Officer | Nearwater Capital
New York, New York, United States
Ursula Clay
Summary
Ursula Clay is a highly accomplished Chief Compliance Officer and Senior Managing Director at Nearwater Capital, specializing in regulatory compliance within the financial sector. With over two decades of experience, she has held significant roles in top-tier financial institutions and regulatory bodies, including FINRA and Barclays. Ursula is recognized for her strategic vision and ability to operationalize complex compliance frameworks, ensuring adherence to evolving regulations. She has a proven track record in building strong relationships with regulators and stakeholders, which is critical in her role. Her expertise spans various areas including risk management, internal investigations, and securities regulation. Ursula's leadership extends to managing cross-functional teams and driving organizational change. Her educational background includes a J.D. from Fordham Law School and a B.A. in International Relations from Syracuse University. Outside of her professional life, she is passionate about mentoring the next generation of compliance professionals, highlighting her commitment to the industry.
Ursula Clay
Work Experience
Senior Managing Director, Chief Compliance Officer at
Nearwater Capital
December 2021 - Present
Senior Vice President, Chief of Staff / Head of Core Functions, Member Supervision at
FINRA
April 2019 - December 2021
Managing Director, Compliance at
Exos Securities Llc Fintech Startup Broker Dealer
January 2017 - April 2019
Principal at
South Central Texas Health Care
June 2014 - January 2017
Director at
BARCLAYS CAPITAL (CAYMAN) LIMITED
January 2014 - June 2014
Executive Director - Compliance Department at
MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S/A
January 2000 - December 2013
Securities Associate at
Bressler, Amery & Ross, P.C.
January 1997 - January 2000
Compliance Department at
Morgan Stanley Dean Witter
December 1995 - December 1997
Ursula Clay
Education
Fordham Law School, Doctor Of Law (J.D.)
January 1995
Syracuse University, Bachelor Of Arts (Ba)
January 1990
Frequently Asked Questions about Ursula Clay
What is Ursula Clay email address?
Ursula Clay's primary email address is ***********@nearwatercapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Ursula Clay work for?
Ursula Clay is a Senior Managing Director, Chief Compliance Officer at Nearwater Capital, a company specializing in Monetary Authorities-Central Bank.
Where Ursula Clay graduated from?
Ursula Clay holds a degree in from Fordham Law School.
How can I directly contact Ursula Clay?
To contact Ursula Clay directly, you can use the email address ***********@nearwatercapital.com. Complete contact information is available upon registration with Muraena.
Who is Ursula Clay?
Ursula Clay is a highly accomplished Chief Compliance Officer and Senior Managing Director at Nearwater Capital, specializing in regulatory compliance within the financial sector. With over two decades of experience, she has held significant roles in top-tier financial institutions and regulatory bodies, including FINRA and Barclays. Ursula is recognized for her strategic vision and ability to operationalize complex compliance frameworks, ensuring adherence to evolving regulations. She has a proven track record in building strong relationships with regulators and stakeholders, which is critical in her role. Her expertise spans various areas including risk management, internal investigations, and securities regulation. Ursula's leadership extends to managing cross-functional teams and driving organizational change. Her educational background includes a J.D. from Fordham Law School and a B.A. in International Relations from Syracuse University. Outside of her professional life, she is passionate about mentoring the next generation of compliance professionals, highlighting her commitment to the industry.
Ursula`s contact details
***********@nearwatercapital.com
Colleagues
Managing Director | Head of Operations
CFO and Managing Director
Managing Director
Managing Partner