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Connie Wick

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Connie Wick

Member Board Of Directors | National Futures Association

Milwaukee, Wisconsin, United States

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Connie Wick

Summary

Connie Wick is a seasoned corporate attorney specializing in financial services, particularly in compliance and regulatory matters. With over two decades of experience, she has held pivotal roles such as General Counsel and Chief Compliance Officer at several financial firms. Connie is adept at navigating complex regulations and has a proven track record in developing compliance programs for investment advisers and mutual funds. Her strategic insights have been instrumental in guiding organizations through evolving regulatory landscapes. She actively collaborates with boards and senior management to ensure adherence to best practices. Beyond her legal expertise, Connie is passionate about fostering a culture of compliance and ethics within organizations. She holds a JD from Marquette University Law School and an MBA from the University of Wisconsin-Milwaukee. Connie is also recognized for her ability to translate intricate legal concepts into actionable business strategies.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Connie Wick

Work Experience

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Member Board Of Directors at

National Futures Association

August 2021 - Present

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General Counsel & Chief Compliance Officer at

Crabel Capital Management, LLC

October 2015 - Present

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General Counsel / Chief Compliance Officer at

Castle Creek Arbitrage

February 2010 - October 2015

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Senior Corporate Counsel at

Stark Investments

January 2006 - January 2009

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Managing Consultant at

Vista 360 LLC

November 2005 - June 2006

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Chief Compliance Officer at

Heartland Group Inc

January 2003 - January 2005

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Senior Corporate Counsel at

Strong Capital Management

June 1998 - November 2002

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Connie Wick

Education

Marquette University Law School, Jd

January 1995 - January 1998

University of Wisconsin–Milwaukee, Mba

January 1992 - January 1995

Frequently Asked Questions about Connie Wick

What is Connie Wick email address?

Connie Wick's primary email address is *****@castle-creek.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Connie Wick work for?

Connie Wick is a Member Board Of Directors at National Futures Association, a company specializing in Functions related to depository banking.

Where Connie Wick graduated from?

Connie Wick holds a degree in from Marquette University Law School.

How can I directly contact Connie Wick?

To contact Connie Wick directly, you can use the email address *****@castle-creek.com. Complete contact information is available upon registration with Muraena.

Who is Connie Wick?

Connie Wick is a seasoned corporate attorney specializing in financial services, particularly in compliance and regulatory matters. With over two decades of experience, she has held pivotal roles such as General Counsel and Chief Compliance Officer at several financial firms. Connie is adept at navigating complex regulations and has a proven track record in developing compliance programs for investment advisers and mutual funds. Her strategic insights have been instrumental in guiding organizations through evolving regulatory landscapes. She actively collaborates with boards and senior management to ensure adherence to best practices. Beyond her legal expertise, Connie is passionate about fostering a culture of compliance and ethics within organizations. She holds a JD from Marquette University Law School and an MBA from the University of Wisconsin-Milwaukee. Connie is also recognized for her ability to translate intricate legal concepts into actionable business strategies.

Connie`s contact details

mail

*****@castle-creek.com

*****@crabel.com

Colleagues

Steve Raines

President

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Rodney Dow

Board Member

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Larry Befeler

Senior VP Operational Risk Business Oversight

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Lauren Brinati

Vice President, Chief Strategy and Risk Officer

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Nancy Bohanon

Vice President Human Resources

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Kathleen Clapper Cpa

Managing Director

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Cheryl Tulino

Managing Director

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Cliffe Allen

Managing Director

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