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Connie Wick

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Connie Wick

Senior Corporate Counsel | National Futures Association

Wisconsin, Milwaukee, United States

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Connie Wick

Summary

Connie Wick is a seasoned corporate attorney with extensive experience in legal and regulatory compliance, particularly in the investment sector. She has a proven track record of working closely with boards of directors and senior management to ensure adherence to complex regulatory frameworks. Her expertise spans investment advisers, mutual funds, hedge funds, and broker-dealers, making her a valuable asset in compliance program administration. Connie is adept at monitoring legislative trends and implementing best practices to meet evolving regulatory demands. Her leadership roles reflect a commitment to governance and operational excellence. With a strong academic foundation, including an MBA and a JD, she combines legal knowledge with practical business acumen. Connie is passionate about fostering compliance cultures within organizations and has a knack for developing effective training programs. Her strategic insights and attention to detail have significantly enhanced operational efficiencies in her previous roles.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Consulting Experience

Connie Wick

Work Experience

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Member Board Of Directors at

National Futures Association

August 2021 - Present

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Connie Wick

Education

University of Wisconsin–Milwaukee, MBA

January 1992 - January 1995

Marquette University Law School, JD

January 1995 - January 1998

Frequently Asked Questions about Connie Wick

What is Connie Wick email address?

Connie Wick's primary email address is *****@crabel.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Connie Wick work for?

Connie Wick is a Senior Corporate Counsel at National Futures Association.

Where Connie Wick graduated from?

Connie Wick holds a degree in null from University of Wisconsin–Milwaukee.

How can I directly contact Connie Wick?

To contact Connie Wick directly, you can use the email address *****@crabel.com. Complete contact information is available upon registration with Muraena.

Who is Connie Wick?

Connie Wick is a seasoned corporate attorney with extensive experience in legal and regulatory compliance, particularly in the investment sector. She has a proven track record of working closely with boards of directors and senior management to ensure adherence to complex regulatory frameworks. Her expertise spans investment advisers, mutual funds, hedge funds, and broker-dealers, making her a valuable asset in compliance program administration. Connie is adept at monitoring legislative trends and implementing best practices to meet evolving regulatory demands. Her leadership roles reflect a commitment to governance and operational excellence. With a strong academic foundation, including an MBA and a JD, she combines legal knowledge with practical business acumen. Connie is passionate about fostering compliance cultures within organizations and has a knack for developing effective training programs. Her strategic insights and attention to detail have significantly enhanced operational efficiencies in her previous roles.

Connie`s contact details

mail

*****@crabel.com

*****@castle-creek.com

Colleagues

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Staff Auditor

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Alessandra Riccardi

Head of FX Options Product Control

Steve Raines

President

J Croessmann

Managing Director

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Kathleen Clapper

Staff Auditor

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Tom Sexton

Associate

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Cliffe Allen

Senior Auditor

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Dale Spoljaric

Audit Manager

Dan Driscoll

Chief Operating Officer

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