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Connie Wick
Connie Wick
Member Board Of Directors | National Futures Association
Milwaukee, Wisconsin, United States
Connie Wick
Summary
Connie Wick is a seasoned corporate attorney specializing in financial services, particularly in compliance and regulatory matters. With over two decades of experience, she has held pivotal roles such as General Counsel and Chief Compliance Officer at several financial firms. Connie is adept at navigating complex regulations and has a proven track record in developing compliance programs for investment advisers and mutual funds. Her strategic insights have been instrumental in guiding organizations through evolving regulatory landscapes. She actively collaborates with boards and senior management to ensure adherence to best practices. Beyond her legal expertise, Connie is passionate about fostering a culture of compliance and ethics within organizations. She holds a JD from Marquette University Law School and an MBA from the University of Wisconsin-Milwaukee. Connie is also recognized for her ability to translate intricate legal concepts into actionable business strategies.
Connie Wick
Work Experience
Member Board Of Directors at
National Futures Association
August 2021 - Present
General Counsel & Chief Compliance Officer at
Crabel Capital Management, LLC
October 2015 - Present
General Counsel / Chief Compliance Officer at
Castle Creek Arbitrage
February 2010 - October 2015
Senior Corporate Counsel at
Stark Investments
January 2006 - January 2009
Managing Consultant at
Vista 360 LLC
November 2005 - June 2006
Chief Compliance Officer at
Heartland Group Inc
January 2003 - January 2005
Senior Corporate Counsel at
Strong Capital Management
June 1998 - November 2002
Connie Wick
Education
Marquette University Law School, Jd
January 1995 - January 1998
University of Wisconsin–Milwaukee, Mba
January 1992 - January 1995
Frequently Asked Questions about Connie Wick
What is Connie Wick email address?
Connie Wick's primary email address is *****@castle-creek.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Connie Wick work for?
Connie Wick is a Member Board Of Directors at National Futures Association, a company specializing in Functions related to depository banking.
Where Connie Wick graduated from?
Connie Wick holds a degree in from Marquette University Law School.
How can I directly contact Connie Wick?
To contact Connie Wick directly, you can use the email address *****@castle-creek.com. Complete contact information is available upon registration with Muraena.
Who is Connie Wick?
Connie Wick is a seasoned corporate attorney specializing in financial services, particularly in compliance and regulatory matters. With over two decades of experience, she has held pivotal roles such as General Counsel and Chief Compliance Officer at several financial firms. Connie is adept at navigating complex regulations and has a proven track record in developing compliance programs for investment advisers and mutual funds. Her strategic insights have been instrumental in guiding organizations through evolving regulatory landscapes. She actively collaborates with boards and senior management to ensure adherence to best practices. Beyond her legal expertise, Connie is passionate about fostering a culture of compliance and ethics within organizations. She holds a JD from Marquette University Law School and an MBA from the University of Wisconsin-Milwaukee. Connie is also recognized for her ability to translate intricate legal concepts into actionable business strategies.
Connie`s contact details
*****@castle-creek.com
*****@crabel.com
Colleagues
President
Board Member
Senior VP Operational Risk Business Oversight
Vice President, Chief Strategy and Risk Officer
Vice President Human Resources
Managing Director
Managing Director
Managing Director
COO