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Dale Spoljaric

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Dale Spoljaric

Audit Manager | National Futures Association

Illinois, Chicago, United States

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Dale Spoljaric

Summary

Dale Spoljaric is an accomplished financial professional with extensive experience in compliance, risk management, and financial reporting. Currently serving as the Vice President and Head of Member Compliance, Capital and Margin at the National Futures Association, he has a proven track record of leading strategic initiatives and ensuring regulatory compliance in the financial sector. With a strong background in both audit and operations, Dale has held significant roles at major institutions such as J.P. Morgan and Barclays Investment Bank. His expertise includes managing complex regulatory environments, developing policies, and overseeing compliance frameworks for derivatives and capital markets. Dale is a CPA and CFE, underscoring his commitment to financial integrity and protection. He holds a Bachelor's degree in Business Administration with a focus on Accounting and Information Technology from Marquette University. Outside of his professional endeavors, he is passionate about fostering innovation within the financial services industry.

General

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Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Dale Spoljaric

Work Experience

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Vice President, Head of Member Compliance, Capital and Margin at

National Futures Association

July 2025 - Present

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Dale Spoljaric

Education

Marquette University, Bachelors Business Administration, Accounting and Information Technology

January 1997 - January 2001

Frequently Asked Questions about Dale Spoljaric

What is Dale Spoljaric email address?

Dale Spoljaric's primary email address is **********@futures.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Dale Spoljaric work for?

Dale Spoljaric is a Audit Manager at National Futures Association.

Where Dale Spoljaric graduated from?

Dale Spoljaric holds a degree in null from Marquette University.

How can I directly contact Dale Spoljaric?

To contact Dale Spoljaric directly, you can use the email address **********@futures.org. Complete contact information is available upon registration with Muraena.

Who is Dale Spoljaric?

Dale Spoljaric is an accomplished financial professional with extensive experience in compliance, risk management, and financial reporting. Currently serving as the Vice President and Head of Member Compliance, Capital and Margin at the National Futures Association, he has a proven track record of leading strategic initiatives and ensuring regulatory compliance in the financial sector. With a strong background in both audit and operations, Dale has held significant roles at major institutions such as J.P. Morgan and Barclays Investment Bank. His expertise includes managing complex regulatory environments, developing policies, and overseeing compliance frameworks for derivatives and capital markets. Dale is a CPA and CFE, underscoring his commitment to financial integrity and protection. He holds a Bachelor's degree in Business Administration with a focus on Accounting and Information Technology from Marquette University. Outside of his professional endeavors, he is passionate about fostering innovation within the financial services industry.

Dale`s contact details

mail

**********@futures.org

**********@nfa.futures.org

Colleagues

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Cheryl Tulino

Staff Auditor

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Alessandra Riccardi

Head of FX Options Product Control

Steve Raines

President

J Croessmann

Managing Director

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Kathleen Clapper

Staff Auditor

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Connie Wick

Senior Corporate Counsel

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Tom Sexton

Associate

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Cliffe Allen

Senior Auditor

Dan Driscoll

Chief Operating Officer

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