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Crcmp™ Tim Keeton

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Crcmp™ Tim Keeton

Senior Director, Chief Client Marketing Compliance Officer | TIAA

Charlotte, North Carolina, United States

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Crcmp™ Tim Keeton

Summary

Tim Keeton is a seasoned compliance risk professional specializing in the investment management sector. With a strong background in regulatory frameworks such as SEC, FINRA, and Dodd-Frank, he has demonstrated exceptional project management skills and a keen understanding of compliance and risk management. Tim has a proven track record in leading geographically dispersed teams and driving strategic initiatives that align with organizational goals. He is particularly passionate about protecting vulnerable clients, evidenced by his extensive work on elder fraud and financial exploitation issues. Tim's expertise spans various aspects of financial services, including alternative investments and enterprise risk management. His academic pursuits include leadership courses from MIT, showcasing his commitment to continuous learning. He has also been recognized with several awards, highlighting his contributions to the industry and community.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Sustainability

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Crcmp™ Tim Keeton

Work Experience

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Senior Director, Chief Client Marketing Compliance Officer at

TIAA

February 2023 - Present

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Director, Head of Global Communications Review and Advisory Support at

TIAA

March 2021 - February 2023

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Senior Manager, Interim Leader, Marketing Supervisory Controls | Marketing & Communications at

TIAA

December 2018 - March 2021

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Manager, CAO Process Management & Controls / Marketing | Business Management, Strategy, and Planning at

TIAA

April 2016 - December 2018

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Head of Senior Investors & Advisors Compliance, AVP | Office of Compliance Counsel, GRC at

LPL Financial

March 2014 - November 2015

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Head of Continuing Education & Communications, AVP | Governance, Risk & Compliance at

LPL Financial

March 2014 - August 2014

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Home Office Supervision, AVP | Financial Institutions | Governance, Risk & Compliance at

LPL Financial

October 2010 - March 2014

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Managing Partner | Investment Advisory CCO Consulting at

Compliance Risk Managers

September 2009 - June 2011

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Featured Regulatory Compliance and Risk Management Expert | Subject Matter Expert and Consultant at

Zintro Com

October 2009 - November 2010

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Vice President, Corporate & Investment Banking | Capital Markets, M&A, Private Finance, Control Room at

Wells Fargo & Company

March 2001 - August 2009

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Senior Compliance Officer | Capital Markets - Equities, Munis | Investment Advisory | NYSE / NASD at

Hilliard Lyons - A Baird Company

November 1997 - March 2001

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Director - Strategic Marketing / Distributor Services / Operations | Fixed & Variable Annuities at

Transamerica

March 1993 - November 1997

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Crcmp™ Tim Keeton

Education

Hillsdale College, Certificate

January 2018 - January 2018

Massachusetts Institute of Technology, Mitopencourseware

January 2018 - January 2018

Indiana University Bloomington, Sophomore-Senior Years. Earned Credits Towards B.A.

Indiana State University, Freshmen Year Only. Earned Credits Towards B.A.

Frequently Asked Questions about Crcmp™ Tim Keeton

What is Crcmp™ Tim Keeton email address?

Crcmp™ Tim Keeton's primary email address is **********@tiaa.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Crcmp™ Tim Keeton work for?

Crcmp™ Tim Keeton is a Senior Director, Chief Client Marketing Compliance Officer at TIAA, a company specializing in Functions related to depository banking.

Where Crcmp™ Tim Keeton graduated from?

Crcmp™ Tim Keeton holds a degree in from Hillsdale College.

How can I directly contact Crcmp™ Tim Keeton?

To contact Crcmp™ Tim Keeton directly, you can use the email address **********@tiaa.org. Complete contact information is available upon registration with Muraena.

Who is Crcmp™ Tim Keeton?

Tim Keeton is a seasoned compliance risk professional specializing in the investment management sector. With a strong background in regulatory frameworks such as SEC, FINRA, and Dodd-Frank, he has demonstrated exceptional project management skills and a keen understanding of compliance and risk management. Tim has a proven track record in leading geographically dispersed teams and driving strategic initiatives that align with organizational goals. He is particularly passionate about protecting vulnerable clients, evidenced by his extensive work on elder fraud and financial exploitation issues. Tim's expertise spans various aspects of financial services, including alternative investments and enterprise risk management. His academic pursuits include leadership courses from MIT, showcasing his commitment to continuous learning. He has also been recognized with several awards, highlighting his contributions to the industry and community.

Crcmp™`s contact details

mail

**********@tiaa.org

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