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Crcmp™ Tim Keeton
Crcmp™ Tim Keeton
Senior Director, Chief Client Marketing Compliance Officer | TIAA
Charlotte, North Carolina, United States
Crcmp™ Tim Keeton
Summary
Tim Keeton is a seasoned compliance risk professional specializing in the investment management sector. With a strong background in regulatory frameworks such as SEC, FINRA, and Dodd-Frank, he has demonstrated exceptional project management skills and a keen understanding of compliance and risk management. Tim has a proven track record in leading geographically dispersed teams and driving strategic initiatives that align with organizational goals. He is particularly passionate about protecting vulnerable clients, evidenced by his extensive work on elder fraud and financial exploitation issues. Tim's expertise spans various aspects of financial services, including alternative investments and enterprise risk management. His academic pursuits include leadership courses from MIT, showcasing his commitment to continuous learning. He has also been recognized with several awards, highlighting his contributions to the industry and community.
Crcmp™ Tim Keeton
Work Experience
Senior Director, Chief Client Marketing Compliance Officer at
TIAA
February 2023 - Present
Director, Head of Global Communications Review and Advisory Support at
TIAA
March 2021 - February 2023
Senior Manager, Interim Leader, Marketing Supervisory Controls | Marketing & Communications at
TIAA
December 2018 - March 2021
Manager, CAO Process Management & Controls / Marketing | Business Management, Strategy, and Planning at
TIAA
April 2016 - December 2018
Head of Senior Investors & Advisors Compliance, AVP | Office of Compliance Counsel, GRC at
LPL Financial
March 2014 - November 2015
Head of Continuing Education & Communications, AVP | Governance, Risk & Compliance at
LPL Financial
March 2014 - August 2014
Home Office Supervision, AVP | Financial Institutions | Governance, Risk & Compliance at
LPL Financial
October 2010 - March 2014
Managing Partner | Investment Advisory CCO Consulting at
Compliance Risk Managers
September 2009 - June 2011
Featured Regulatory Compliance and Risk Management Expert | Subject Matter Expert and Consultant at
Zintro Com
October 2009 - November 2010
Vice President, Corporate & Investment Banking | Capital Markets, M&A, Private Finance, Control Room at
Wells Fargo & Company
March 2001 - August 2009
Senior Compliance Officer | Capital Markets - Equities, Munis | Investment Advisory | NYSE / NASD at
Hilliard Lyons - A Baird Company
November 1997 - March 2001
Director - Strategic Marketing / Distributor Services / Operations | Fixed & Variable Annuities at
Transamerica
March 1993 - November 1997
Crcmp™ Tim Keeton
Education
Hillsdale College, Certificate
January 2018 - January 2018
Massachusetts Institute of Technology, Mitopencourseware
January 2018 - January 2018
Indiana University Bloomington, Sophomore-Senior Years. Earned Credits Towards B.A.
Indiana State University, Freshmen Year Only. Earned Credits Towards B.A.
Frequently Asked Questions about Crcmp™ Tim Keeton
What is Crcmp™ Tim Keeton email address?
Crcmp™ Tim Keeton's primary email address is **********@tiaa.org. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Crcmp™ Tim Keeton work for?
Crcmp™ Tim Keeton is a Senior Director, Chief Client Marketing Compliance Officer at TIAA, a company specializing in Functions related to depository banking.
Where Crcmp™ Tim Keeton graduated from?
Crcmp™ Tim Keeton holds a degree in from Hillsdale College.
How can I directly contact Crcmp™ Tim Keeton?
To contact Crcmp™ Tim Keeton directly, you can use the email address **********@tiaa.org. Complete contact information is available upon registration with Muraena.
Who is Crcmp™ Tim Keeton?
Tim Keeton is a seasoned compliance risk professional specializing in the investment management sector. With a strong background in regulatory frameworks such as SEC, FINRA, and Dodd-Frank, he has demonstrated exceptional project management skills and a keen understanding of compliance and risk management. Tim has a proven track record in leading geographically dispersed teams and driving strategic initiatives that align with organizational goals. He is particularly passionate about protecting vulnerable clients, evidenced by his extensive work on elder fraud and financial exploitation issues. Tim's expertise spans various aspects of financial services, including alternative investments and enterprise risk management. His academic pursuits include leadership courses from MIT, showcasing his commitment to continuous learning. He has also been recognized with several awards, highlighting his contributions to the industry and community.
Crcmp™`s contact details
**********@tiaa.org
Colleagues
Vice President Wealth Management Advisor
Chief of Staff
Vice President, Senior Risk Officer
Senior Director, Registered Investment Adviser Compliance
Vice President, Head of Product Marketing
Executive Vice President, CRO, Enterprise Risk Programs and COO, Legal, Risk and Compliance
Senior Managing Director, Head of Digital and Channel Technology
Head of Business Operations and Strategic Investments, Chief Controls Officer, EVP
Vice President Talent Acquisition
Managing Director of Business Transformation