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Ed Wegener
Ed Wegener
Managing Director and Head of Governance, Risk and Compliance Practice | Oyster Consulting, LLC
Chicago, Illinois, United States
Ed Wegener
Summary
Ed Wegener is a seasoned compliance and risk management expert with over 22 years of experience in the financial services industry. Currently serving as Managing Director and Head of Governance, Risk and Compliance at Oyster Consulting, he specializes in providing tailored compliance solutions for broker-dealers and registered investment advisors. His previous role as Senior Vice President at FINRA saw him lead significant regulatory initiatives, including the establishment of the first digital asset examination program. Ed is recognized for his strategic thinking and innovative approach to compliance challenges, having received multiple awards for his contributions to the field. He holds a Master of Accounting & Financial Management and a Bachelor's degree in Finance from Illinois State University. Ed is passionate about enhancing regulatory frameworks to meet the evolving needs of the financial industry, particularly in areas like cybersecurity and anti-money laundering.
Ed Wegener
Work Experience
Managing Director and Head of Governance, Risk and Compliance Practice at
Oyster Consulting, LLC
July 2020 - Present
Senior Vice President and Midwest Regional Director at
FINRA
July 2014 - January 2020
Vice President and Deputy District Director Chicago at
FINRA
February 2013 - July 2014
Deputy Director Chicago District Office at
Financial Industry Regulatory Authority
April 2009 - February 2013
Examiner/Examination Manager/Associate Director at
FinRA ry
February 1998 - April 2009
Annuities Specialist/General Securities Principal/Operations at
Kemper Investors Life Insuranceinvestors Brokerage Service
January 1994 - January 1998
Ed Wegener
Education
Frequently Asked Questions about Ed Wegener
What is Ed Wegener email address?
Ed Wegener's primary email address is ********@oysterllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Ed Wegener work for?
Ed Wegener is a Managing Director and Head of Governance, Risk and Compliance Practice at Oyster Consulting, LLC, a company specializing in Monetary Authorities-Central Bank.
Where Ed Wegener graduated from?
Ed Wegener holds a degree in Finance from Illinois State University.
How can I directly contact Ed Wegener?
To contact Ed Wegener directly, you can use the email address ********@oysterllc.com. Complete contact information is available upon registration with Muraena.
Who is Ed Wegener?
Ed Wegener is a seasoned compliance and risk management expert with over 22 years of experience in the financial services industry. Currently serving as Managing Director and Head of Governance, Risk and Compliance at Oyster Consulting, he specializes in providing tailored compliance solutions for broker-dealers and registered investment advisors. His previous role as Senior Vice President at FINRA saw him lead significant regulatory initiatives, including the establishment of the first digital asset examination program. Ed is recognized for his strategic thinking and innovative approach to compliance challenges, having received multiple awards for his contributions to the field. He holds a Master of Accounting & Financial Management and a Bachelor's degree in Finance from Illinois State University. Ed is passionate about enhancing regulatory frameworks to meet the evolving needs of the financial industry, particularly in areas like cybersecurity and anti-money laundering.
Ed`s contact details
********@oysterllc.com
Colleagues
Managing Director
Managing Director
Managing Director
Proprietor
Founding Principal - Managing Director
Managing Director at Oyster Consulting
Managing Director
Managing Director
Managing Director
Managing Director