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Ed Wegener

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Ed Wegener

Managing Director and Head of Governance, Risk and Compliance Practice | Oyster Consulting, LLC

Chicago, Illinois, United States

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Ed Wegener

Summary

Ed Wegener is a seasoned compliance and risk management expert with over 22 years of experience in the financial services industry. Currently serving as Managing Director and Head of Governance, Risk and Compliance at Oyster Consulting, he specializes in providing tailored compliance solutions for broker-dealers and registered investment advisors. His previous role as Senior Vice President at FINRA saw him lead significant regulatory initiatives, including the establishment of the first digital asset examination program. Ed is recognized for his strategic thinking and innovative approach to compliance challenges, having received multiple awards for his contributions to the field. He holds a Master of Accounting & Financial Management and a Bachelor's degree in Finance from Illinois State University. Ed is passionate about enhancing regulatory frameworks to meet the evolving needs of the financial industry, particularly in areas like cybersecurity and anti-money laundering.

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Long-Term Tenure

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Ed Wegener

Work Experience

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Managing Director and Head of Governance, Risk and Compliance Practice at

Oyster Consulting, LLC

July 2020 - Present

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Senior Vice President and Midwest Regional Director at

FINRA

July 2014 - January 2020

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Vice President and Deputy District Director Chicago at

FINRA

February 2013 - July 2014

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Deputy Director Chicago District Office at

Financial Industry Regulatory Authority

April 2009 - February 2013

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Examiner/Examination Manager/Associate Director at

FinRA ry

February 1998 - April 2009

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Annuities Specialist/General Securities Principal/Operations at

Kemper Investors Life Insuranceinvestors Brokerage Service

January 1994 - January 1998

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Ed Wegener

Education

Frequently Asked Questions about Ed Wegener

What is Ed Wegener email address?

Ed Wegener's primary email address is ********@oysterllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Ed Wegener work for?

Ed Wegener is a Managing Director and Head of Governance, Risk and Compliance Practice at Oyster Consulting, LLC, a company specializing in Monetary Authorities-Central Bank.

Where Ed Wegener graduated from?

Ed Wegener holds a degree in Finance from Illinois State University.

How can I directly contact Ed Wegener?

To contact Ed Wegener directly, you can use the email address ********@oysterllc.com. Complete contact information is available upon registration with Muraena.

Who is Ed Wegener?

Ed Wegener is a seasoned compliance and risk management expert with over 22 years of experience in the financial services industry. Currently serving as Managing Director and Head of Governance, Risk and Compliance at Oyster Consulting, he specializes in providing tailored compliance solutions for broker-dealers and registered investment advisors. His previous role as Senior Vice President at FINRA saw him lead significant regulatory initiatives, including the establishment of the first digital asset examination program. Ed is recognized for his strategic thinking and innovative approach to compliance challenges, having received multiple awards for his contributions to the field. He holds a Master of Accounting & Financial Management and a Bachelor's degree in Finance from Illinois State University. Ed is passionate about enhancing regulatory frameworks to meet the evolving needs of the financial industry, particularly in areas like cybersecurity and anti-money laundering.

Ed`s contact details

mail

********@oysterllc.com

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