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Richard Chase

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Richard Chase

Proprietor | Oyster Consulting, LLC

United States

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Richard Chase

Summary

Richard Chase is a seasoned professional in the securities industry, boasting nearly four decades of experience that spans regulatory compliance, legal counsel, and capital markets operations. He founded Richard Chase Consulting after a distinguished tenure as Managing Director at Oyster Consulting, where he leveraged his extensive background to guide firms in navigating complex regulatory landscapes. His career includes pivotal roles at RBC Capital Markets, the American Stock Exchange, and even the U.S. Securities and Exchange Commission, where he advanced through various leadership positions. Richard's expertise encompasses a broad spectrum of financial services, including algorithmic trading and derivatives, making him a sought-after consultant in the field. He is particularly adept at merging compliance with operational strategy, ensuring firms not only meet regulatory requirements but also thrive in competitive markets. Richard's academic foundation includes a Juris Doctor from Harvard Law School, underscoring his legal acumen in the financial sector. Beyond his professional pursuits, Richard is known for his commitment to mentoring the next generation of finance professionals, sharing his wealth of knowledge and experience.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Consulting Experience

Government Experience

Richard Chase

Work Experience

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Proprietor at

Richard Chase Consulting

August 2018 - Present

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Managing Director at

Oyster Consulting, LLC

June 2015 - Present

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Managing Director, General Counsel, Chief Compliance Officer at

RBC Capital Markets

January 2002 - January 2014

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Executive Vice President, Member Firm Regulation at

American Stock Exchange

January 2001 - January 2002

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General Counsel at

Piper Sandler

January 1998 - January 2001

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Senior Vice President, Senior Counsel at

Lehman Brothers

January 1990 - January 1997

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Executive Vice President, Legal and Compliance at

Philadelphia Stock Exchange

January 1986 - January 1990

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Associate Director, Divison of Market Regulation at

US Securities Exchange

January 1977 - January 1986

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Richard Chase

Education

Harvard Law School, Juris Doctor

January 1977

Macalester College, B.A., Graduation With Distinction

January 1973

Frequently Asked Questions about Richard Chase

What is Richard Chase email address?

Richard Chase's primary email address is *************@oysterllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Richard Chase work for?

Richard Chase is a Proprietor at Oyster Consulting, LLC, a company specializing in Monetary Authorities-Central Bank.

Where Richard Chase graduated from?

Richard Chase holds a degree in from Harvard Law School.

How can I directly contact Richard Chase?

To contact Richard Chase directly, you can use the email address *************@oysterllc.com. Complete contact information is available upon registration with Muraena.

Who is Richard Chase?

Richard Chase is a seasoned professional in the securities industry, boasting nearly four decades of experience that spans regulatory compliance, legal counsel, and capital markets operations. He founded Richard Chase Consulting after a distinguished tenure as Managing Director at Oyster Consulting, where he leveraged his extensive background to guide firms in navigating complex regulatory landscapes. His career includes pivotal roles at RBC Capital Markets, the American Stock Exchange, and even the U.S. Securities and Exchange Commission, where he advanced through various leadership positions. Richard's expertise encompasses a broad spectrum of financial services, including algorithmic trading and derivatives, making him a sought-after consultant in the field. He is particularly adept at merging compliance with operational strategy, ensuring firms not only meet regulatory requirements but also thrive in competitive markets. Richard's academic foundation includes a Juris Doctor from Harvard Law School, underscoring his legal acumen in the financial sector. Beyond his professional pursuits, Richard is known for his commitment to mentoring the next generation of finance professionals, sharing his wealth of knowledge and experience.

Richard`s contact details

mail

*************@oysterllc.com

Colleagues

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Pete Mcateer

Managing Director

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Andrew Favret

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Gena Spitzer

Managing Director

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Ed Wegener

Managing Director and Head of Governance, Risk and Compliance Practice

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Buddy Doyle

Founding Principal - Managing Director

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Dean Pelos

Managing Director at Oyster Consulting

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Clark Tucker

Managing Director

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Jay Donlin

Managing Director

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Jeffrey Gearhart

Managing Director

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Jeffrey Wilk

Managing Director

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