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Richard Chase
Richard Chase
Proprietor | Oyster Consulting, LLC
United States
Richard Chase
Summary
Richard Chase is a seasoned professional in the securities industry, boasting nearly four decades of experience that spans regulatory compliance, legal counsel, and capital markets operations. He founded Richard Chase Consulting after a distinguished tenure as Managing Director at Oyster Consulting, where he leveraged his extensive background to guide firms in navigating complex regulatory landscapes. His career includes pivotal roles at RBC Capital Markets, the American Stock Exchange, and even the U.S. Securities and Exchange Commission, where he advanced through various leadership positions. Richard's expertise encompasses a broad spectrum of financial services, including algorithmic trading and derivatives, making him a sought-after consultant in the field. He is particularly adept at merging compliance with operational strategy, ensuring firms not only meet regulatory requirements but also thrive in competitive markets. Richard's academic foundation includes a Juris Doctor from Harvard Law School, underscoring his legal acumen in the financial sector. Beyond his professional pursuits, Richard is known for his commitment to mentoring the next generation of finance professionals, sharing his wealth of knowledge and experience.
Richard Chase
Work Experience
Proprietor at
Richard Chase Consulting
August 2018 - Present
Managing Director at
Oyster Consulting, LLC
June 2015 - Present
Managing Director, General Counsel, Chief Compliance Officer at
RBC Capital Markets
January 2002 - January 2014
Executive Vice President, Member Firm Regulation at
American Stock Exchange
January 2001 - January 2002
General Counsel at
Piper Sandler
January 1998 - January 2001
Senior Vice President, Senior Counsel at
Lehman Brothers
January 1990 - January 1997
Executive Vice President, Legal and Compliance at
Philadelphia Stock Exchange
January 1986 - January 1990
Associate Director, Divison of Market Regulation at
US Securities Exchange
January 1977 - January 1986
Richard Chase
Education
Harvard Law School, Juris Doctor
January 1977
Macalester College, B.A., Graduation With Distinction
January 1973
Frequently Asked Questions about Richard Chase
What is Richard Chase email address?
Richard Chase's primary email address is *************@oysterllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Richard Chase work for?
Richard Chase is a Proprietor at Oyster Consulting, LLC, a company specializing in Monetary Authorities-Central Bank.
Where Richard Chase graduated from?
Richard Chase holds a degree in from Harvard Law School.
How can I directly contact Richard Chase?
To contact Richard Chase directly, you can use the email address *************@oysterllc.com. Complete contact information is available upon registration with Muraena.
Who is Richard Chase?
Richard Chase is a seasoned professional in the securities industry, boasting nearly four decades of experience that spans regulatory compliance, legal counsel, and capital markets operations. He founded Richard Chase Consulting after a distinguished tenure as Managing Director at Oyster Consulting, where he leveraged his extensive background to guide firms in navigating complex regulatory landscapes. His career includes pivotal roles at RBC Capital Markets, the American Stock Exchange, and even the U.S. Securities and Exchange Commission, where he advanced through various leadership positions. Richard's expertise encompasses a broad spectrum of financial services, including algorithmic trading and derivatives, making him a sought-after consultant in the field. He is particularly adept at merging compliance with operational strategy, ensuring firms not only meet regulatory requirements but also thrive in competitive markets. Richard's academic foundation includes a Juris Doctor from Harvard Law School, underscoring his legal acumen in the financial sector. Beyond his professional pursuits, Richard is known for his commitment to mentoring the next generation of finance professionals, sharing his wealth of knowledge and experience.
Richard`s contact details
*************@oysterllc.com
Colleagues
Managing Director
Managing Director
Managing Director
Managing Director and Head of Governance, Risk and Compliance Practice
Founding Principal - Managing Director
Managing Director at Oyster Consulting
Managing Director
Managing Director
Managing Director
Managing Director