Directory

>

Jim Prescott

Jim Prescott

Vice President, Operations | Ariel Investments

Illinois, Naperville, United States

View contact details (it's free)

Jim Prescott

Summary

Jim Prescott is a seasoned Vice President of Compliance at Ariel Investments, bringing extensive experience in both retail and institutional investment advisory sectors. With a strong reputation for being responsive and innovative, he has proven to be a strategic and customer-service-oriented leader, trusted by senior management. Jim has successfully led diverse projects and initiatives, showcasing his adaptability across various cultures and business environments. His expertise spans compliance, portfolio management, equity trading, and business continuity, with a solid background in SEC regulations and ERISA compliance. He is also noted for his pioneering work in Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA). His educational foundation includes a Bachelor of Science in Business Administration from DePaul University, which complements his practical experience in the financial services industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Leadership Development

Organisational experience

Corporate Experience

Jim Prescott

Work Experience

company logo

Vice President, Compliance at

Ariel Investments

December 2017 - Present

Logos provided by Logo.dev

Jim Prescott

Education

DePaul University, Bachelor of Science (B.S.), Business Administration

Frequently Asked Questions about Jim Prescott

What is Jim Prescott email address?

Jim Prescott's primary email address is *********@arielinvestments.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Jim Prescott work for?

Jim Prescott is a Vice President, Operations at Ariel Investments.

Where Jim Prescott graduated from?

Jim Prescott holds a degree in null from DePaul University.

How can I directly contact Jim Prescott?

To contact Jim Prescott directly, you can use the email address *********@arielinvestments.com. Complete contact information is available upon registration with Muraena.

Who is Jim Prescott?

Jim Prescott is a seasoned Vice President of Compliance at Ariel Investments, bringing extensive experience in both retail and institutional investment advisory sectors. With a strong reputation for being responsive and innovative, he has proven to be a strategic and customer-service-oriented leader, trusted by senior management. Jim has successfully led diverse projects and initiatives, showcasing his adaptability across various cultures and business environments. His expertise spans compliance, portfolio management, equity trading, and business continuity, with a solid background in SEC regulations and ERISA compliance. He is also noted for his pioneering work in Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA). His educational foundation includes a Bachelor of Science in Business Administration from DePaul University, which complements his practical experience in the financial services industry.

Jim`s contact details

mail

*********@arielinvestments.com

Colleagues

avatar
Wendy Fox

Attorney, Senior Attorney, Attorney Adviser, Ethics Liaison Officer

avatar
Christine Phillpotts

Analyst - US Credit Research

Linda Carrera

Executive Assistant

avatar
Timothy Fidler

Research Associate

avatar
Brent Merlis

International Operations: Eurobonds

avatar
Benne Rosner

Analyst, Corporate Finance

avatar
Patrice Scelzo

Vice President, Institutional Marketing & Client Services

avatar
Melissa Smith

Associate

avatar
Mellody Hobson

Co-CEO & President

View Contact details (it's free)
Request Profile Removal