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Jim Prescott
Jim Prescott
Vice President, Operations | Ariel Investments
Illinois, Naperville, United States
Jim Prescott
Summary
Jim Prescott is a seasoned Vice President of Compliance at Ariel Investments, bringing extensive experience in both retail and institutional investment advisory sectors. With a strong reputation for being responsive and innovative, he has proven to be a strategic and customer-service-oriented leader, trusted by senior management. Jim has successfully led diverse projects and initiatives, showcasing his adaptability across various cultures and business environments. His expertise spans compliance, portfolio management, equity trading, and business continuity, with a solid background in SEC regulations and ERISA compliance. He is also noted for his pioneering work in Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA). His educational foundation includes a Bachelor of Science in Business Administration from DePaul University, which complements his practical experience in the financial services industry.
Jim Prescott
Work Experience
Vice President, Compliance at
Ariel Investments
December 2017 - Present
Jim Prescott
Education
DePaul University, Bachelor of Science (B.S.), Business Administration
Frequently Asked Questions about Jim Prescott
What is Jim Prescott email address?
Jim Prescott's primary email address is *********@arielinvestments.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Jim Prescott work for?
Jim Prescott is a Vice President, Operations at Ariel Investments.
Where Jim Prescott graduated from?
Jim Prescott holds a degree in null from DePaul University.
How can I directly contact Jim Prescott?
To contact Jim Prescott directly, you can use the email address *********@arielinvestments.com. Complete contact information is available upon registration with Muraena.
Who is Jim Prescott?
Jim Prescott is a seasoned Vice President of Compliance at Ariel Investments, bringing extensive experience in both retail and institutional investment advisory sectors. With a strong reputation for being responsive and innovative, he has proven to be a strategic and customer-service-oriented leader, trusted by senior management. Jim has successfully led diverse projects and initiatives, showcasing his adaptability across various cultures and business environments. His expertise spans compliance, portfolio management, equity trading, and business continuity, with a solid background in SEC regulations and ERISA compliance. He is also noted for his pioneering work in Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA). His educational foundation includes a Bachelor of Science in Business Administration from DePaul University, which complements his practical experience in the financial services industry.
Jim`s contact details
*********@arielinvestments.com
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