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Wendy Fox

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Wendy Fox

Attorney, Senior Attorney, Attorney Adviser, Ethics Liaison Officer | Ariel Investments

Greater Chicago Area United States, United States

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Wendy Fox

Summary

Wendy Fox is a seasoned legal professional with extensive experience in compliance and regulatory affairs within the investment management industry. As the Head Regulatory Counsel and Chief Compliance Officer at Ariel Investments, she oversees critical compliance programs for investment advisers and broker-dealers. Wendy's career spans over three decades, including significant roles at the U.S. Securities and Exchange Commission, where she specialized in enforcing federal securities laws and advising on investment management regulations. Her expertise in ethics and compliance makes her a vital asset in navigating complex legal landscapes. Wendy holds a JD from Washington University in St. Louis and a BA in English Literature from the University of Michigan. Her leadership in compliance not only ensures adherence to laws but also fosters a culture of integrity and accountability in her organization. Outside of her professional life, she is passionate about promoting ethical practices in the financial services sector.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Wendy Fox

Work Experience

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Head Regulatory Counsel & Chief Compliance Officer at

Ariel Investments

October 2004 - Present

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Wendy Fox

Education

Washington University in St. Louis School of Law, JD, Law

January 1984 - January 1987

Niles West High School

January 1976 - January 1980

University of Michigan, BA, English Literature

January 1980 - January 1983

Frequently Asked Questions about Wendy Fox

What is Wendy Fox email address?

Wendy Fox's primary email address is ****@arielinvestments.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Wendy Fox work for?

Wendy Fox is a Attorney, Senior Attorney, Attorney Adviser, Ethics Liaison Officer at Ariel Investments.

Where Wendy Fox graduated from?

Wendy Fox holds a degree in null from Washington University in St. Louis School of Law.

How can I directly contact Wendy Fox?

To contact Wendy Fox directly, you can use the email address ****@arielinvestments.com. Complete contact information is available upon registration with Muraena.

Who is Wendy Fox?

Wendy Fox is a seasoned legal professional with extensive experience in compliance and regulatory affairs within the investment management industry. As the Head Regulatory Counsel and Chief Compliance Officer at Ariel Investments, she oversees critical compliance programs for investment advisers and broker-dealers. Wendy's career spans over three decades, including significant roles at the U.S. Securities and Exchange Commission, where she specialized in enforcing federal securities laws and advising on investment management regulations. Her expertise in ethics and compliance makes her a vital asset in navigating complex legal landscapes. Wendy holds a JD from Washington University in St. Louis and a BA in English Literature from the University of Michigan. Her leadership in compliance not only ensures adherence to laws but also fosters a culture of integrity and accountability in her organization. Outside of her professional life, she is passionate about promoting ethical practices in the financial services sector.

Wendy`s contact details

mail

****@arielinvestments.com

Colleagues

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Christine Phillpotts

Analyst - US Credit Research

Linda Carrera

Executive Assistant

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Timothy Fidler

Research Associate

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Brent Merlis

International Operations: Eurobonds

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Benne Rosner

Analyst, Corporate Finance

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Patrice Scelzo

Vice President, Institutional Marketing & Client Services

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Melissa Smith

Associate

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Mellody Hobson

Co-CEO & President

Jim Prescott

Vice President, Operations

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