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Wendy Fox
Wendy Fox
Attorney, Senior Attorney, Attorney Adviser, Ethics Liaison Officer | Ariel Investments
Greater Chicago Area United States, United States
Wendy Fox
Summary
Wendy Fox is a seasoned legal professional with extensive experience in compliance and regulatory affairs within the investment management industry. As the Head Regulatory Counsel and Chief Compliance Officer at Ariel Investments, she oversees critical compliance programs for investment advisers and broker-dealers. Wendy's career spans over three decades, including significant roles at the U.S. Securities and Exchange Commission, where she specialized in enforcing federal securities laws and advising on investment management regulations. Her expertise in ethics and compliance makes her a vital asset in navigating complex legal landscapes. Wendy holds a JD from Washington University in St. Louis and a BA in English Literature from the University of Michigan. Her leadership in compliance not only ensures adherence to laws but also fosters a culture of integrity and accountability in her organization. Outside of her professional life, she is passionate about promoting ethical practices in the financial services sector.
Wendy Fox
Work Experience
Head Regulatory Counsel & Chief Compliance Officer at
Ariel Investments
October 2004 - Present
Wendy Fox
Education
Washington University in St. Louis School of Law, JD, Law
January 1984 - January 1987
Niles West High School
January 1976 - January 1980
University of Michigan, BA, English Literature
January 1980 - January 1983
Frequently Asked Questions about Wendy Fox
What is Wendy Fox email address?
Wendy Fox's primary email address is ****@arielinvestments.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Wendy Fox work for?
Wendy Fox is a Attorney, Senior Attorney, Attorney Adviser, Ethics Liaison Officer at Ariel Investments.
Where Wendy Fox graduated from?
Wendy Fox holds a degree in null from Washington University in St. Louis School of Law.
How can I directly contact Wendy Fox?
To contact Wendy Fox directly, you can use the email address ****@arielinvestments.com. Complete contact information is available upon registration with Muraena.
Who is Wendy Fox?
Wendy Fox is a seasoned legal professional with extensive experience in compliance and regulatory affairs within the investment management industry. As the Head Regulatory Counsel and Chief Compliance Officer at Ariel Investments, she oversees critical compliance programs for investment advisers and broker-dealers. Wendy's career spans over three decades, including significant roles at the U.S. Securities and Exchange Commission, where she specialized in enforcing federal securities laws and advising on investment management regulations. Her expertise in ethics and compliance makes her a vital asset in navigating complex legal landscapes. Wendy holds a JD from Washington University in St. Louis and a BA in English Literature from the University of Michigan. Her leadership in compliance not only ensures adherence to laws but also fosters a culture of integrity and accountability in her organization. Outside of her professional life, she is passionate about promoting ethical practices in the financial services sector.
Wendy`s contact details
****@arielinvestments.com
Colleagues
Law Clerk
Analyst - US Credit Research
Executive Assistant
Research Associate
International Operations: Eurobonds
Analyst, Corporate Finance
Vice President, Institutional Marketing & Client Services
Associate
Co-CEO & President
Vice President, Operations