Directory

>

Larry Befeler

avatar

Larry Befeler

Senior VP Operational Risk Business Oversight | National Futures Association

New Jersey, United States

View contact details (it's free)

Larry Befeler

Summary

Larry Befeler is a seasoned financial services executive with a robust background in operational risk management, compliance, and brokerage. Currently serving as the Senior Vice President of Operational Risk at Wells Fargo, he has cultivated extensive expertise across various risk domains, including market, credit, and vendor risk. Larry is a graduate of the University of New Hampshire with a degree in Economics and has held leadership positions at several prestigious financial institutions. His professional journey includes significant roles at Td Ameritrade, Fidelity Investments, and UBS, where he developed comprehensive risk management frameworks. Notably, he is a recognized arbitrator with the FINRA and NFA, reflecting his commitment to maintaining industry standards. Larry's contributions to the field have been acknowledged with the Risk Management Association Special Service Award. He is passionate about fostering a culture of risk awareness and compliance within organizations, making him a valuable asset in the financial sector.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Larry Befeler

Work Experience

company logo

Senior VP Operational Risk Business Oversight at

Wells Fargo

January 2022 - Present

company logo

VP Operational Risk Business Oversight at

Wells Fargo

September 2019 - Present

company logo

NFA Arbitrator at

National Futures Association

June 2016 - Present

company logo

FINRA Arbitrator at

FINRA

March 1996 - Present

company logo

Director, Head of Operational Risk at

Industrial and Commercial Bank of China (ICBC) Financial Services LLC

October 2018 - September 2019

company logo

Director of Corporate Risk Management at

TD Ameritrade

January 2011 - May 2018

company logo

VP Risk Management at

Fidelity Investments

July 2003 - January 2011

company logo

VP Credit Risk and Compliance at

UBS

November 2000 - July 2003

💼

VP Director of Compliance at

Bluestone Capital Partners Trade Com

April 2000 - November 2000

company logo

VP Compliance at

Oppenheimer & Co. Inc.

May 1989 - April 2000

💼

Margin Analyst at

Drexel Burnham Lambert

February 1987 - February 1988

Logos provided by Logo.dev

Larry Befeler

Education

University of New Hampshire, Ba

January 1982 - January 1986

The Pingry School , High School Diploma

January 1978 - January 1982

Frequently Asked Questions about Larry Befeler

What is Larry Befeler email address?

Larry Befeler's primary email address is *************@finra.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Larry Befeler work for?

Larry Befeler is a Senior VP Operational Risk Business Oversight at National Futures Association, a company specializing in Functions related to depository banking.

Where Larry Befeler graduated from?

Larry Befeler holds a degree in Economics from University of New Hampshire.

How can I directly contact Larry Befeler?

To contact Larry Befeler directly, you can use the email address *************@finra.org. Complete contact information is available upon registration with Muraena.

Who is Larry Befeler?

Larry Befeler is a seasoned financial services executive with a robust background in operational risk management, compliance, and brokerage. Currently serving as the Senior Vice President of Operational Risk at Wells Fargo, he has cultivated extensive expertise across various risk domains, including market, credit, and vendor risk. Larry is a graduate of the University of New Hampshire with a degree in Economics and has held leadership positions at several prestigious financial institutions. His professional journey includes significant roles at Td Ameritrade, Fidelity Investments, and UBS, where he developed comprehensive risk management frameworks. Notably, he is a recognized arbitrator with the FINRA and NFA, reflecting his commitment to maintaining industry standards. Larry's contributions to the field have been acknowledged with the Risk Management Association Special Service Award. He is passionate about fostering a culture of risk awareness and compliance within organizations, making him a valuable asset in the financial sector.

Larry`s contact details

mail

*************@finra.org

********@futures.org

*************@wellsfargo.com

Colleagues

Steve Raines

President

avatar
Rodney Dow

Board Member

avatar
Lauren Brinati

Vice President, Chief Strategy and Risk Officer

avatar
Nancy Bohanon

Vice President Human Resources

avatar
Kathleen Clapper Cpa

Managing Director

avatar
Cheryl Tulino

Managing Director

avatar
Cliffe Allen

Managing Director

avatar
Connie Wick

Member Board Of Directors

View Contact details (it's free)
Request Profile Removal