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Larry Befeler
Larry Befeler
Senior VP Operational Risk Business Oversight | National Futures Association
New Jersey, United States
Larry Befeler
Summary
Larry Befeler is a seasoned financial services executive with a robust background in operational risk management, compliance, and brokerage. Currently serving as the Senior Vice President of Operational Risk at Wells Fargo, he has cultivated extensive expertise across various risk domains, including market, credit, and vendor risk. Larry is a graduate of the University of New Hampshire with a degree in Economics and has held leadership positions at several prestigious financial institutions. His professional journey includes significant roles at Td Ameritrade, Fidelity Investments, and UBS, where he developed comprehensive risk management frameworks. Notably, he is a recognized arbitrator with the FINRA and NFA, reflecting his commitment to maintaining industry standards. Larry's contributions to the field have been acknowledged with the Risk Management Association Special Service Award. He is passionate about fostering a culture of risk awareness and compliance within organizations, making him a valuable asset in the financial sector.
Larry Befeler
Work Experience
Senior VP Operational Risk Business Oversight at
Wells Fargo
January 2022 - Present
VP Operational Risk Business Oversight at
Wells Fargo
September 2019 - Present
NFA Arbitrator at
National Futures Association
June 2016 - Present
FINRA Arbitrator at
FINRA
March 1996 - Present
Director, Head of Operational Risk at
Industrial and Commercial Bank of China (ICBC) Financial Services LLC
October 2018 - September 2019
Director of Corporate Risk Management at
TD Ameritrade
January 2011 - May 2018
VP Risk Management at
Fidelity Investments
July 2003 - January 2011
VP Credit Risk and Compliance at
UBS
November 2000 - July 2003
VP Director of Compliance at
Bluestone Capital Partners Trade Com
April 2000 - November 2000
VP Compliance at
Oppenheimer & Co. Inc.
May 1989 - April 2000
Margin Analyst at
Drexel Burnham Lambert
February 1987 - February 1988
Larry Befeler
Education
University of New Hampshire, Ba
January 1982 - January 1986
The Pingry School , High School Diploma
January 1978 - January 1982
Frequently Asked Questions about Larry Befeler
What is Larry Befeler email address?
Larry Befeler's primary email address is *************@finra.org. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Larry Befeler work for?
Larry Befeler is a Senior VP Operational Risk Business Oversight at National Futures Association, a company specializing in Functions related to depository banking.
Where Larry Befeler graduated from?
Larry Befeler holds a degree in Economics from University of New Hampshire.
How can I directly contact Larry Befeler?
To contact Larry Befeler directly, you can use the email address *************@finra.org. Complete contact information is available upon registration with Muraena.
Who is Larry Befeler?
Larry Befeler is a seasoned financial services executive with a robust background in operational risk management, compliance, and brokerage. Currently serving as the Senior Vice President of Operational Risk at Wells Fargo, he has cultivated extensive expertise across various risk domains, including market, credit, and vendor risk. Larry is a graduate of the University of New Hampshire with a degree in Economics and has held leadership positions at several prestigious financial institutions. His professional journey includes significant roles at Td Ameritrade, Fidelity Investments, and UBS, where he developed comprehensive risk management frameworks. Notably, he is a recognized arbitrator with the FINRA and NFA, reflecting his commitment to maintaining industry standards. Larry's contributions to the field have been acknowledged with the Risk Management Association Special Service Award. He is passionate about fostering a culture of risk awareness and compliance within organizations, making him a valuable asset in the financial sector.
Larry`s contact details
*************@finra.org
********@futures.org
*************@wellsfargo.com
Colleagues
President
Board Member
Vice President, Chief Strategy and Risk Officer
Vice President Human Resources
Managing Director
Managing Director
Managing Director
COO
Member Board Of Directors