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Shawn Kinsella

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Shawn Kinsella

Chief Compliance Officer | Axos® Clearing, A Subsidiary of Axos Financial

La Vista, Nebraska, United States

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Shawn Kinsella

Summary

Shawn Kinsella is an accomplished Chief Compliance Officer with extensive experience in the banking and financial services sector. Currently leading compliance initiatives at Axos Clearing, he has a proven track record of enhancing regulatory frameworks and risk management strategies. With a career spanning over a decade at Securities America, he has held various roles, progressing from Compensation Research Specialist to C-level executive. Shawn's academic background in Accounting from Iowa State University complements his deep understanding of compliance and risk management. His leadership style emphasizes collaboration and integrity, driving teams towards achieving compliance excellence. Residing in La Vista, Nebraska, he is deeply engaged in fostering a culture of compliance within organizations. Beyond his professional commitments, Shawn is known for his analytical mindset and dedication to continuous improvement in compliance practices. He is passionate about the intersection of finance and regulatory frameworks, positioning him as a thought leader in his field.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Shawn Kinsella

Work Experience

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Chief Compliance Officer at

Axos® Clearing, A Subsidiary of Axos Financial

March 2022 - Present

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Compliance Officer - Regulatory Testing at

Advisor Group

November 2020 - March 2022

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First Vice President - Risk Management at

Securities America Inc.

January 2019 - November 2020

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Director of Risk Management at

Securities America Inc.

April 2015 - January 2019

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Senior Branch Auditor at

Securities America Inc.

October 2014 - April 2015

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Branch Auditor at

Securities America Inc.

May 2013 - October 2014

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Registered Investment Advisor Compliance Analyst II at

Securities America Inc.

September 2011 - May 2013

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Compensation Research Specialist at

Securities America Inc.

May 2010 - September 2011

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Shawn Kinsella

Education

Iowa State University, Bachelor Of Science - Bs

January 2004 - January 2008

Frequently Asked Questions about Shawn Kinsella

What is Shawn Kinsella email address?

Shawn Kinsella's primary email address is **************@axosclearing.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Shawn Kinsella work for?

Shawn Kinsella is a Chief Compliance Officer at Axos® Clearing, A Subsidiary of Axos Financial, a company specializing in Monetary Authorities-Central Bank.

Where Shawn Kinsella graduated from?

Shawn Kinsella holds a degree in Accounting from Iowa State University.

How can I directly contact Shawn Kinsella?

To contact Shawn Kinsella directly, you can use the email address **************@axosclearing.com. Complete contact information is available upon registration with Muraena.

Who is Shawn Kinsella?

Shawn Kinsella is an accomplished Chief Compliance Officer with extensive experience in the banking and financial services sector. Currently leading compliance initiatives at Axos Clearing, he has a proven track record of enhancing regulatory frameworks and risk management strategies. With a career spanning over a decade at Securities America, he has held various roles, progressing from Compensation Research Specialist to C-level executive. Shawn's academic background in Accounting from Iowa State University complements his deep understanding of compliance and risk management. His leadership style emphasizes collaboration and integrity, driving teams towards achieving compliance excellence. Residing in La Vista, Nebraska, he is deeply engaged in fostering a culture of compliance within organizations. Beyond his professional commitments, Shawn is known for his analytical mindset and dedication to continuous improvement in compliance practices. He is passionate about the intersection of finance and regulatory frameworks, positioning him as a thought leader in his field.

Shawn`s contact details

mail

**************@axosclearing.com

Colleagues

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Steve Howie

Managing Director

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Aams Ryan Emmert

VP Relationship Manager (Broker Dealers, Hybrids, Institutions)

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Rick Hastings

SVP, Clearing Operations

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Thomas Palmeri

Managing Director

Michael Bergin

VP Engineering

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Michael Scaplen

Anisfield School of Business Alumi Advisory Board Member

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David Crow

Executive Vice President, Head of Axos Clearing

Daniel Opperman

Chief Technology Officer

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Jeremy Franzluebbers

Chief Risk Officer

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Lance Shafer

Vice President Operations

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