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Shawn Kinsella
Shawn Kinsella
Chief Compliance Officer | Axos® Clearing, A Subsidiary of Axos Financial
La Vista, Nebraska, United States
Shawn Kinsella
Summary
Shawn Kinsella is an accomplished Chief Compliance Officer with extensive experience in the banking and financial services sector. Currently leading compliance initiatives at Axos Clearing, he has a proven track record of enhancing regulatory frameworks and risk management strategies. With a career spanning over a decade at Securities America, he has held various roles, progressing from Compensation Research Specialist to C-level executive. Shawn's academic background in Accounting from Iowa State University complements his deep understanding of compliance and risk management. His leadership style emphasizes collaboration and integrity, driving teams towards achieving compliance excellence. Residing in La Vista, Nebraska, he is deeply engaged in fostering a culture of compliance within organizations. Beyond his professional commitments, Shawn is known for his analytical mindset and dedication to continuous improvement in compliance practices. He is passionate about the intersection of finance and regulatory frameworks, positioning him as a thought leader in his field.
Shawn Kinsella
Work Experience
Chief Compliance Officer at
Axos® Clearing, A Subsidiary of Axos Financial
March 2022 - Present
Compliance Officer - Regulatory Testing at
Advisor Group
November 2020 - March 2022
First Vice President - Risk Management at
Securities America Inc.
January 2019 - November 2020
Director of Risk Management at
Securities America Inc.
April 2015 - January 2019
Senior Branch Auditor at
Securities America Inc.
October 2014 - April 2015
Branch Auditor at
Securities America Inc.
May 2013 - October 2014
Registered Investment Advisor Compliance Analyst II at
Securities America Inc.
September 2011 - May 2013
Compensation Research Specialist at
Securities America Inc.
May 2010 - September 2011
Shawn Kinsella
Education
Iowa State University, Bachelor Of Science - Bs
January 2004 - January 2008
Frequently Asked Questions about Shawn Kinsella
What is Shawn Kinsella email address?
Shawn Kinsella's primary email address is **************@axosclearing.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Shawn Kinsella work for?
Shawn Kinsella is a Chief Compliance Officer at Axos® Clearing, A Subsidiary of Axos Financial, a company specializing in Monetary Authorities-Central Bank.
Where Shawn Kinsella graduated from?
Shawn Kinsella holds a degree in Accounting from Iowa State University.
How can I directly contact Shawn Kinsella?
To contact Shawn Kinsella directly, you can use the email address **************@axosclearing.com. Complete contact information is available upon registration with Muraena.
Who is Shawn Kinsella?
Shawn Kinsella is an accomplished Chief Compliance Officer with extensive experience in the banking and financial services sector. Currently leading compliance initiatives at Axos Clearing, he has a proven track record of enhancing regulatory frameworks and risk management strategies. With a career spanning over a decade at Securities America, he has held various roles, progressing from Compensation Research Specialist to C-level executive. Shawn's academic background in Accounting from Iowa State University complements his deep understanding of compliance and risk management. His leadership style emphasizes collaboration and integrity, driving teams towards achieving compliance excellence. Residing in La Vista, Nebraska, he is deeply engaged in fostering a culture of compliance within organizations. Beyond his professional commitments, Shawn is known for his analytical mindset and dedication to continuous improvement in compliance practices. He is passionate about the intersection of finance and regulatory frameworks, positioning him as a thought leader in his field.
Shawn`s contact details
**************@axosclearing.com
Colleagues
Managing Director
VP Relationship Manager (Broker Dealers, Hybrids, Institutions)
SVP, Clearing Operations
Managing Director
VP Engineering
Anisfield School of Business Alumi Advisory Board Member
Executive Vice President, Head of Axos Clearing
Chief Technology Officer
Chief Risk Officer
Vice President Operations