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Anthony Daprato
Anthony Daprato
Vice President - Compliance Officer | Wellington Shields
New York, New York, United States
Anthony Daprato
Summary
Anthony Daprato is a seasoned Senior Compliance Professional with over 25 years of experience in the financial services industry, particularly within investment banking and compliance. He has a strong background in alternative investments, anti-money laundering, and regulatory compliance, showcasing his expertise in navigating complex federal regulations. Anthony has held significant leadership roles, including Vice President positions at prominent firms such as Wellington Shields and RBC Wealth Management. His proven ability to identify business risks and implement effective compliance strategies has made him a valuable asset in ensuring operational integrity. He is well-versed in KYC and AML requirements, and has a track record of enhancing supervisory procedures. In addition to his compliance work, Anthony has contributed to the development of training programs and compliance manuals, demonstrating his commitment to industry education. His extensive knowledge and experience position him as a thought leader in the compliance domain.
Anthony Daprato
Work Experience
Vice President - Compliance Officer at
Wellington Shields
January 2015 - Present
Vice President - Oversight Manager at
RBC Wealth Management
January 2010 - January 2015
Associate/Associate Director - Branch Manager at
J.P. Morgan
January 1998 - January 2010
Assistant Vice President - Compliance Officer at
Royal Alliance Associates
January 1992 - January 1998
Anthony Daprato
Education
State University of New York College at Oneonta, Bachelor Of Arts (B.A.)
Frequently Asked Questions about Anthony Daprato
What is Anthony Daprato email address?
Anthony Daprato's primary email address is ***************@wellingtonshields.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Anthony Daprato work for?
Anthony Daprato is a Vice President - Compliance Officer at Wellington Shields, a company specializing in Security brokers & dealers.
Where Anthony Daprato graduated from?
Anthony Daprato holds a degree in Economics & Business Finance from State University of New York College at Oneonta.
How can I directly contact Anthony Daprato?
To contact Anthony Daprato directly, you can use the email address ***************@wellingtonshields.com. Complete contact information is available upon registration with Muraena.
Who is Anthony Daprato?
Anthony Daprato is a seasoned Senior Compliance Professional with over 25 years of experience in the financial services industry, particularly within investment banking and compliance. He has a strong background in alternative investments, anti-money laundering, and regulatory compliance, showcasing his expertise in navigating complex federal regulations. Anthony has held significant leadership roles, including Vice President positions at prominent firms such as Wellington Shields and RBC Wealth Management. His proven ability to identify business risks and implement effective compliance strategies has made him a valuable asset in ensuring operational integrity. He is well-versed in KYC and AML requirements, and has a track record of enhancing supervisory procedures. In addition to his compliance work, Anthony has contributed to the development of training programs and compliance manuals, demonstrating his commitment to industry education. His extensive knowledge and experience position him as a thought leader in the compliance domain.
Anthony`s contact details
***************@wellingtonshields.com
Colleagues
Chief Financial Officer
President
Vice Chairman/ WSC Capital Mgmt.
Senior Vice President
Sr. Vice President
Senior Investment Advisor
Vice President, Wealth Advisor
Vice President, Compliance Associate
Senior VP
Executive Vice President