Directory

>

Anthony Daprato

avatar

Anthony Daprato

Vice President - Compliance Officer | Wellington Shields

New York, New York, United States

View contact details (it's free)

Anthony Daprato

Summary

Anthony Daprato is a seasoned Senior Compliance Professional with over 25 years of experience in the financial services industry, particularly within investment banking and compliance. He has a strong background in alternative investments, anti-money laundering, and regulatory compliance, showcasing his expertise in navigating complex federal regulations. Anthony has held significant leadership roles, including Vice President positions at prominent firms such as Wellington Shields and RBC Wealth Management. His proven ability to identify business risks and implement effective compliance strategies has made him a valuable asset in ensuring operational integrity. He is well-versed in KYC and AML requirements, and has a track record of enhancing supervisory procedures. In addition to his compliance work, Anthony has contributed to the development of training programs and compliance manuals, demonstrating his commitment to industry education. His extensive knowledge and experience position him as a thought leader in the compliance domain.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Anthony Daprato

Work Experience

company logo

Vice President - Compliance Officer at

Wellington Shields

January 2015 - Present

company logo

Vice President - Oversight Manager at

RBC Wealth Management

January 2010 - January 2015

company logo

Associate/Associate Director - Branch Manager at

J.P. Morgan

January 1998 - January 2010

company logo

Assistant Vice President - Compliance Officer at

Royal Alliance Associates

January 1992 - January 1998

Logos provided by Logo.dev

Anthony Daprato

Education

Frequently Asked Questions about Anthony Daprato

What is Anthony Daprato email address?

Anthony Daprato's primary email address is ***************@wellingtonshields.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Anthony Daprato work for?

Anthony Daprato is a Vice President - Compliance Officer at Wellington Shields, a company specializing in Security brokers & dealers.

Where Anthony Daprato graduated from?

Anthony Daprato holds a degree in Economics & Business Finance from State University of New York College at Oneonta.

How can I directly contact Anthony Daprato?

To contact Anthony Daprato directly, you can use the email address ***************@wellingtonshields.com. Complete contact information is available upon registration with Muraena.

Who is Anthony Daprato?

Anthony Daprato is a seasoned Senior Compliance Professional with over 25 years of experience in the financial services industry, particularly within investment banking and compliance. He has a strong background in alternative investments, anti-money laundering, and regulatory compliance, showcasing his expertise in navigating complex federal regulations. Anthony has held significant leadership roles, including Vice President positions at prominent firms such as Wellington Shields and RBC Wealth Management. His proven ability to identify business risks and implement effective compliance strategies has made him a valuable asset in ensuring operational integrity. He is well-versed in KYC and AML requirements, and has a track record of enhancing supervisory procedures. In addition to his compliance work, Anthony has contributed to the development of training programs and compliance manuals, demonstrating his commitment to industry education. His extensive knowledge and experience position him as a thought leader in the compliance domain.

Anthony`s contact details

mail

***************@wellingtonshields.com

Colleagues

avatar
Philip Curcuru

Chief Financial Officer

avatar
Steve Portas

President

Thomas Grant

Vice Chairman/ WSC Capital Mgmt.

Deborah Gaskins

Senior Vice President

avatar
Deborah Gaskins

Sr. Vice President

avatar
Eileen Connolly

Senior Investment Advisor

avatar
James Fahey

Vice President, Wealth Advisor

avatar
Veronica Pius

Vice President, Compliance Associate

Mark Sperry

Senior VP

avatar
Mark Pankoff

Executive Vice President

View Contact details (it's free)
Request Profile Removal