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Steve Portas

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Steve Portas

President | Wellington Shields

New York, New York, United States

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Steve Portas

Summary

Steve Portas is a seasoned executive in the financial services industry, currently serving as President and Chief Compliance Officer at Wellington Shields. With a robust background in compliance and trading, he has been instrumental in navigating the complex regulatory landscape of the securities industry. Steve's career began at Midwood Securities, where he honed his skills as Chief Compliance Officer for nearly two decades. His academic foundation in accounting from Villanova University, combined with extensive certifications from FINRA, underscores his expertise in financial regulations. Beyond his professional achievements, Steve is dedicated to community service, actively coaching youth sports and engaging in charitable activities. His leadership is marked by a commitment to ethical standards and compliance excellence, making him a respected figure in his field.

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Technical Background

Leadership Experience

Long-Term Tenure

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Leadership Development

Emerging Technologies

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Corporate Experience

Steve Portas

Work Experience

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President at

Wellington Shields

January 2023 - Present

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Chief Compliance Officer at

Wellington Shields

March 2013 - Present

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VP - Compliance at

Wellington Shields

March 2011 - February 2013

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Chief Compliance Officer at

Midwood Securities, Inc.

August 1992 - February 2011

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Steve Portas

Education

Frequently Asked Questions about Steve Portas

What is Steve Portas email address?

Steve Portas's primary email address is *******@wellingtonshields.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Steve Portas work for?

Steve Portas is a President at Wellington Shields, a company specializing in Security brokers & dealers.

Where Steve Portas graduated from?

Steve Portas holds a degree in from Villanova University.

How can I directly contact Steve Portas?

To contact Steve Portas directly, you can use the email address *******@wellingtonshields.com. Complete contact information is available upon registration with Muraena.

Who is Steve Portas?

Steve Portas is a seasoned executive in the financial services industry, currently serving as President and Chief Compliance Officer at Wellington Shields. With a robust background in compliance and trading, he has been instrumental in navigating the complex regulatory landscape of the securities industry. Steve's career began at Midwood Securities, where he honed his skills as Chief Compliance Officer for nearly two decades. His academic foundation in accounting from Villanova University, combined with extensive certifications from FINRA, underscores his expertise in financial regulations. Beyond his professional achievements, Steve is dedicated to community service, actively coaching youth sports and engaging in charitable activities. His leadership is marked by a commitment to ethical standards and compliance excellence, making him a respected figure in his field.

Steve`s contact details

mail

*******@wellingtonshields.com

Colleagues

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Philip Curcuru

Chief Financial Officer

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Anthony Daprato

Vice President - Compliance Officer

Thomas Grant

Vice Chairman/ WSC Capital Mgmt.

Deborah Gaskins

Senior Vice President

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Deborah Gaskins

Sr. Vice President

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Eileen Connolly

Senior Investment Advisor

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James Fahey

Vice President, Wealth Advisor

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Veronica Pius

Vice President, Compliance Associate

Mark Sperry

Senior VP

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Mark Pankoff

Executive Vice President

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