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Veronica Pius

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Veronica Pius

Vice President, Compliance Associate | Wellington Shields

New York, New York, United States

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Veronica Pius

Summary

Veronica Pius is an accomplished Vice President and Compliance Associate at Wellington Shields, with a career spanning over two decades in the securities industry. Based in New York, she specializes in compliance and regulatory frameworks within asset management and financial services. Her extensive expertise encompasses critical areas such as portfolio management, investment advisory, and securities regulations, making her a valuable asset in navigating the complexities of financial compliance. Veronica is well-versed in industry standards set by FINRA and OFAC, and she is proficient in tools like Bloomberg and Microsoft Excel. Her long tenure at Wellington Shields reflects her commitment to her role and the organization. Despite her individual contributor status, her leadership in compliance showcases her ability to influence and guide strategic decisions. Veronica's passion for the financial industry is evident in her dedication to maintaining high standards of compliance and ethical practices.

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Veronica Pius

Work Experience

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Vice President, Compliance Associate at

Wellington Shields

August 1996 - Present

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Veronica Pius's primary email address is *****@wellingtonshields.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Veronica Pius work for?

Veronica Pius is a Vice President, Compliance Associate at Wellington Shields, a company specializing in Security brokers & dealers.

How can I directly contact Veronica Pius?

To contact Veronica Pius directly, you can use the email address *****@wellingtonshields.com. Complete contact information is available upon registration with Muraena.

Who is Veronica Pius?

Veronica Pius is an accomplished Vice President and Compliance Associate at Wellington Shields, with a career spanning over two decades in the securities industry. Based in New York, she specializes in compliance and regulatory frameworks within asset management and financial services. Her extensive expertise encompasses critical areas such as portfolio management, investment advisory, and securities regulations, making her a valuable asset in navigating the complexities of financial compliance. Veronica is well-versed in industry standards set by FINRA and OFAC, and she is proficient in tools like Bloomberg and Microsoft Excel. Her long tenure at Wellington Shields reflects her commitment to her role and the organization. Despite her individual contributor status, her leadership in compliance showcases her ability to influence and guide strategic decisions. Veronica's passion for the financial industry is evident in her dedication to maintaining high standards of compliance and ethical practices.

Veronica`s contact details

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*****@wellingtonshields.com

Colleagues

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Philip Curcuru

Chief Financial Officer

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Anthony Daprato

Vice President - Compliance Officer

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Steve Portas

President

Thomas Grant

Vice Chairman/ WSC Capital Mgmt.

Deborah Gaskins

Senior Vice President

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Deborah Gaskins

Sr. Vice President

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Eileen Connolly

Senior Investment Advisor

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James Fahey

Vice President, Wealth Advisor

Mark Sperry

Senior VP

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Mark Pankoff

Executive Vice President

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