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Allison Charley
Allison Charley
Managing Director | ACA Group
Rockville, Maryland, United States
Allison Charley
Summary
Allison Charley is a seasoned Managing Director at ACA Group with over 20 years of experience in the financial services sector, particularly in compliance and regulatory oversight for private equity and hedge funds. She has a robust background in managing compliance departments and has served as a senior adviser at the SEC, where she oversaw examinations of investment companies and broker-dealers. Allison is known for her strategic thinking and operational efficiency, having implemented business strategies that align with regulatory requirements. Her expertise spans various areas including AML, BSA, and investment management, making her a sought-after consultant in the industry. With a strong academic background from Hollins University, Allison remains committed to continuous learning and professional development. She is also a co-chair of an Employee Resource Group at ACA, demonstrating her leadership in fostering an inclusive workplace. Her extensive licensing, including Series 4, 7, 24, 51, 53, and 66, reflects her deep knowledge of the financial regulatory landscape.
Allison Charley
Work Experience
Managing Director at
ACA Group
January 2018 - Present
Acting Branch Chief, Examiner at
US Securities Exchange
January 2015 - January 2018
Compliance Consultant at
FITS Consulting
January 2008 - January 2015
Managing Director, Global Chief Compliance Officer at
MIP GLOBAL (PTY) LTD
January 2013 - January 2015
Chief Compliance Officer at
Guggenheim Investments
January 2006 - January 2008
Senior Compliance Officer at
Capital One Financial Corporation
January 2005 - January 2006
Senior Compliance Officer at
Capital Financial Grouph Beck
January 2002 - January 2005
Allison Charley
Education
Hollins University, B.A.
Frequently Asked Questions about Allison Charley
What is Allison Charley email address?
Allison Charley's primary email address is ***************@acaglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Allison Charley work for?
Allison Charley is a Managing Director at ACA Group.
Where Allison Charley graduated from?
Allison Charley holds a degree in from Hollins University.
How can I directly contact Allison Charley?
To contact Allison Charley directly, you can use the email address ***************@acaglobal.com. Complete contact information is available upon registration with Muraena.
Who is Allison Charley?
Allison Charley is a seasoned Managing Director at ACA Group with over 20 years of experience in the financial services sector, particularly in compliance and regulatory oversight for private equity and hedge funds. She has a robust background in managing compliance departments and has served as a senior adviser at the SEC, where she oversaw examinations of investment companies and broker-dealers. Allison is known for her strategic thinking and operational efficiency, having implemented business strategies that align with regulatory requirements. Her expertise spans various areas including AML, BSA, and investment management, making her a sought-after consultant in the industry. With a strong academic background from Hollins University, Allison remains committed to continuous learning and professional development. She is also a co-chair of an Employee Resource Group at ACA, demonstrating her leadership in fostering an inclusive workplace. Her extensive licensing, including Series 4, 7, 24, 51, 53, and 66, reflects her deep knowledge of the financial regulatory landscape.
Allison`s contact details
***************@acaglobal.com
********@acacompliancegroup.com
Colleagues
Director / Outsourced Chief Compliance Officer (oCCO)
Deputy Chief Compliance Officer
IT Director
Global Head of Managed Services, Chief Information Security Officer & Partner
Chief Compliance Officer and Managing Director
Outsourced Chief Compliance Officer & Senior Principal Consultant
Fund Chief Compliance Officer And Treasurer
Managing Director
Outsourced Chief Compliance Officer
Managing Director - Investment Advisory Consulting