Directory

>

Allison Charley

avatar

Allison Charley

Managing Director | ACA Group

Rockville, Maryland, United States

View contact details (it's free)

Allison Charley

Summary

Allison Charley is a seasoned Managing Director at ACA Group with over 20 years of experience in the financial services sector, particularly in compliance and regulatory oversight for private equity and hedge funds. She has a robust background in managing compliance departments and has served as a senior adviser at the SEC, where she oversaw examinations of investment companies and broker-dealers. Allison is known for her strategic thinking and operational efficiency, having implemented business strategies that align with regulatory requirements. Her expertise spans various areas including AML, BSA, and investment management, making her a sought-after consultant in the industry. With a strong academic background from Hollins University, Allison remains committed to continuous learning and professional development. She is also a co-chair of an Employee Resource Group at ACA, demonstrating her leadership in fostering an inclusive workplace. Her extensive licensing, including Series 4, 7, 24, 51, 53, and 66, reflects her deep knowledge of the financial regulatory landscape.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Consulting Experience

Allison Charley

Work Experience

company logo

Managing Director at

ACA Group

January 2018 - Present

company logo

Acting Branch Chief, Examiner at

US Securities Exchange

January 2015 - January 2018

company logo

Compliance Consultant at

FITS Consulting

January 2008 - January 2015

💼

Managing Director, Global Chief Compliance Officer at

MIP GLOBAL (PTY) LTD

January 2013 - January 2015

company logo

Chief Compliance Officer at

Guggenheim Investments

January 2006 - January 2008

company logo

Senior Compliance Officer at

Capital One Financial Corporation

January 2005 - January 2006

💼

Senior Compliance Officer at

Capital Financial Grouph Beck

January 2002 - January 2005

Logos provided by Logo.dev

Allison Charley

Education

Frequently Asked Questions about Allison Charley

What is Allison Charley email address?

Allison Charley's primary email address is ***************@acaglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Allison Charley work for?

Allison Charley is a Managing Director at ACA Group.

Where Allison Charley graduated from?

Allison Charley holds a degree in from Hollins University.

How can I directly contact Allison Charley?

To contact Allison Charley directly, you can use the email address ***************@acaglobal.com. Complete contact information is available upon registration with Muraena.

Who is Allison Charley?

Allison Charley is a seasoned Managing Director at ACA Group with over 20 years of experience in the financial services sector, particularly in compliance and regulatory oversight for private equity and hedge funds. She has a robust background in managing compliance departments and has served as a senior adviser at the SEC, where she oversaw examinations of investment companies and broker-dealers. Allison is known for her strategic thinking and operational efficiency, having implemented business strategies that align with regulatory requirements. Her expertise spans various areas including AML, BSA, and investment management, making her a sought-after consultant in the industry. With a strong academic background from Hollins University, Allison remains committed to continuous learning and professional development. She is also a co-chair of an Employee Resource Group at ACA, demonstrating her leadership in fostering an inclusive workplace. Her extensive licensing, including Series 4, 7, 24, 51, 53, and 66, reflects her deep knowledge of the financial regulatory landscape.

Allison`s contact details

mail

***************@acaglobal.com

********@acacompliancegroup.com

Colleagues

avatar
Frank Galea Cfa

Director / Outsourced Chief Compliance Officer (oCCO)

avatar
Gabriel Edelman

Deputy Chief Compliance Officer

Heath Carson

IT Director

avatar
Steve Blossom

Global Head of Managed Services, Chief Information Security Officer & Partner

avatar
Sue Lafond

Chief Compliance Officer and Managing Director

avatar
Suzanne Risser

Outsourced Chief Compliance Officer & Senior Principal Consultant

avatar
Michael Minella

Fund Chief Compliance Officer And Treasurer

avatar
Kristina Staples

Managing Director

avatar
Lisa Walker

Outsourced Chief Compliance Officer

avatar
Myles Blechner

Managing Director - Investment Advisory Consulting

View Contact details (it's free)
Request Profile Removal