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Lisa Walker

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Lisa Walker

Outsourced Chief Compliance Officer | ACA Group

Indianapolis, Indiana, United States

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Lisa Walker

Summary

Lisa Walker is an accomplished executive with extensive experience in operations and compliance within the financial services sector. As a Chief Operating Officer and Chief Compliance Officer, she has successfully led organizations through significant growth and regulatory challenges. Her expertise includes risk management, compliance oversight, and strategic planning, with a proven track record of enhancing operational efficiency and implementing innovative technology solutions. Lisa is passionate about fostering team collaboration and building strong organizational cultures that prioritize diversity and inclusion. Her hands-on approach to leadership has resulted in substantial asset growth and improved compliance frameworks. She is actively seeking new opportunities where her skills in risk management and compliance can drive organizational success. Lisa's dedication to professional development and continuous improvement sets her apart in her field.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Lisa Walker

Work Experience

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Outsourced Chief Compliance Officer at

ACA Group

October 2022 - Present

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Chief Operations and Risk Officer at

Oxford Financial Group, Ltd.

March 2014 - October 2021

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President, Trust Company of Oxford at

Trust Company Of Oxford

March 2014 - October 2021

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Chief Operating Officer/Chief Compliance Officer at

Comerica Asset Management Group, Inc.

May 2010 - February 2013

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Chief Operating Officer/Chief Compliance Officer/AML - Compliance Officer at

World Asset Management

December 2006 - February 2013

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SVP - Chief Compliance Officer/AML-Compliance Officer at

Comerica Incorporated

March 2005 - May 2010

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Director of Compliance at

H And R Block Financial Advisors

June 2000 - February 2005

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AVP - Capital Markets Compliance Officer at

Lpl Financial Services

January 1997 - May 2000

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Discount Brokerage at

Michigan National Bank

January 1988 - January 1997

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Lisa Walker

Education

Western Governors University, Bachelor’s Degree

January 2013 - January 2015

Maryville University, Undergraduate Work

January 1998 - January 2000

University of Michigan–Dearborn, 2 Years Undergraduate Work

Frequently Asked Questions about Lisa Walker

What is Lisa Walker email address?

Lisa Walker's primary email address is ***********@acaglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Lisa Walker work for?

Lisa Walker is a Outsourced Chief Compliance Officer at ACA Group.

Where Lisa Walker graduated from?

Lisa Walker holds a degree in Business Management, General from Western Governors University.

How can I directly contact Lisa Walker?

To contact Lisa Walker directly, you can use the email address ***********@acaglobal.com. Complete contact information is available upon registration with Muraena.

Who is Lisa Walker?

Lisa Walker is an accomplished executive with extensive experience in operations and compliance within the financial services sector. As a Chief Operating Officer and Chief Compliance Officer, she has successfully led organizations through significant growth and regulatory challenges. Her expertise includes risk management, compliance oversight, and strategic planning, with a proven track record of enhancing operational efficiency and implementing innovative technology solutions. Lisa is passionate about fostering team collaboration and building strong organizational cultures that prioritize diversity and inclusion. Her hands-on approach to leadership has resulted in substantial asset growth and improved compliance frameworks. She is actively seeking new opportunities where her skills in risk management and compliance can drive organizational success. Lisa's dedication to professional development and continuous improvement sets her apart in her field.

Lisa`s contact details

mail

***********@acaglobal.com

Colleagues

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Frank Galea Cfa

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Gabriel Edelman

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Steve Blossom

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Sue Lafond

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Suzanne Risser

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Michael Minella

Fund Chief Compliance Officer And Treasurer

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Kristina Staples

Managing Director

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Allison Charley

Managing Director

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Myles Blechner

Managing Director - Investment Advisory Consulting

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