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Suzanne Risser

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Suzanne Risser

Outsourced Chief Compliance Officer & Senior Principal Consultant | ACA Group

Carlsbad, California, United States

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Suzanne Risser

Summary

Suzanne Risser is a seasoned compliance leader with a robust background in risk management, audit, and supervision, particularly within broker-dealer and SEC registered investment advisory firms. Her extensive expertise includes risk assessment, gap analysis, and the design of compliance protocols. With a proven track record in cross-departmental project management, she excels at orchestrating change and enhancing organizational efficiencies. Suzanne's strong communication skills and client relationship management abilities have contributed significantly to her success in the financial services sector. She holds multiple FINRA licenses and has a Bachelor's Degree in Economics from San Diego State University. Throughout her career, she has taken on various leadership roles, showcasing her adaptability and commitment to compliance excellence.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Suzanne Risser

Work Experience

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Outsourced Chief Compliance Officer & Senior Principal Consultant at

ACA Group

May 2022 - Present

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Senior Director at

ACA Foreside

October 2019 - May 2022

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Sr Compliance Consultant, Controls and Policy Management at

Signator Investors, Inc.

May 2016 - November 2018

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Sr Risk Analyst & Sr Regional Manager at

Transamerica Financial Advisors, Inc.

March 1999 - May 2016

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Suzanne Risser

Education

San Diego State University, Bachelor’s Degree

Frequently Asked Questions about Suzanne Risser

What is Suzanne Risser email address?

Suzanne Risser's primary email address is **************@acacompliancegroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Suzanne Risser work for?

Suzanne Risser is a Outsourced Chief Compliance Officer & Senior Principal Consultant at ACA Group.

Where Suzanne Risser graduated from?

Suzanne Risser holds a degree in Economics from San Diego State University.

How can I directly contact Suzanne Risser?

To contact Suzanne Risser directly, you can use the email address **************@acacompliancegroup.com. Complete contact information is available upon registration with Muraena.

Who is Suzanne Risser?

Suzanne Risser is a seasoned compliance leader with a robust background in risk management, audit, and supervision, particularly within broker-dealer and SEC registered investment advisory firms. Her extensive expertise includes risk assessment, gap analysis, and the design of compliance protocols. With a proven track record in cross-departmental project management, she excels at orchestrating change and enhancing organizational efficiencies. Suzanne's strong communication skills and client relationship management abilities have contributed significantly to her success in the financial services sector. She holds multiple FINRA licenses and has a Bachelor's Degree in Economics from San Diego State University. Throughout her career, she has taken on various leadership roles, showcasing her adaptability and commitment to compliance excellence.

Suzanne`s contact details

mail

**************@acacompliancegroup.com

**************@transamerica.com

*******@aegonusa.com

**************@acaglobal.com

*******@foreside.com

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