Directory
>
Suzanne Risser
Suzanne Risser
Outsourced Chief Compliance Officer & Senior Principal Consultant | ACA Group
Carlsbad, California, United States
Suzanne Risser
Summary
Suzanne Risser is a seasoned compliance leader with a robust background in risk management, audit, and supervision, particularly within broker-dealer and SEC registered investment advisory firms. Her extensive expertise includes risk assessment, gap analysis, and the design of compliance protocols. With a proven track record in cross-departmental project management, she excels at orchestrating change and enhancing organizational efficiencies. Suzanne's strong communication skills and client relationship management abilities have contributed significantly to her success in the financial services sector. She holds multiple FINRA licenses and has a Bachelor's Degree in Economics from San Diego State University. Throughout her career, she has taken on various leadership roles, showcasing her adaptability and commitment to compliance excellence.
Suzanne Risser
Work Experience
Outsourced Chief Compliance Officer & Senior Principal Consultant at
ACA Group
May 2022 - Present
Senior Director at
ACA Foreside
October 2019 - May 2022
Sr Compliance Consultant, Controls and Policy Management at
Signator Investors, Inc.
May 2016 - November 2018
Sr Risk Analyst & Sr Regional Manager at
Transamerica Financial Advisors, Inc.
March 1999 - May 2016
Suzanne Risser
Education
San Diego State University, Bachelor’s Degree
Frequently Asked Questions about Suzanne Risser
What is Suzanne Risser email address?
Suzanne Risser's primary email address is **************@acacompliancegroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Suzanne Risser work for?
Suzanne Risser is a Outsourced Chief Compliance Officer & Senior Principal Consultant at ACA Group.
Where Suzanne Risser graduated from?
Suzanne Risser holds a degree in Economics from San Diego State University.
How can I directly contact Suzanne Risser?
To contact Suzanne Risser directly, you can use the email address **************@acacompliancegroup.com. Complete contact information is available upon registration with Muraena.
Who is Suzanne Risser?
Suzanne Risser is a seasoned compliance leader with a robust background in risk management, audit, and supervision, particularly within broker-dealer and SEC registered investment advisory firms. Her extensive expertise includes risk assessment, gap analysis, and the design of compliance protocols. With a proven track record in cross-departmental project management, she excels at orchestrating change and enhancing organizational efficiencies. Suzanne's strong communication skills and client relationship management abilities have contributed significantly to her success in the financial services sector. She holds multiple FINRA licenses and has a Bachelor's Degree in Economics from San Diego State University. Throughout her career, she has taken on various leadership roles, showcasing her adaptability and commitment to compliance excellence.
Suzanne`s contact details
**************@acacompliancegroup.com
**************@transamerica.com
*******@aegonusa.com
**************@acaglobal.com
*******@foreside.com
Colleagues
Director / Outsourced Chief Compliance Officer (oCCO)
Deputy Chief Compliance Officer
IT Director
Global Head of Managed Services, Chief Information Security Officer & Partner
Chief Compliance Officer and Managing Director
Fund Chief Compliance Officer And Treasurer
Managing Director
Managing Director
Outsourced Chief Compliance Officer
Managing Director - Investment Advisory Consulting