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Frank Galea Cfa
Frank Galea Cfa
Director / Outsourced Chief Compliance Officer (oCCO) | ACA Group
Santa Barbara, California, United States
Frank Galea Cfa
Summary
Frank Galea is an accomplished Outsourced Chief Compliance Officer with over 15 years of experience in compliance within the financial services sector, particularly with fund companies and Fortune 100 asset managers. He has a proven track record of designing and leading regulatory compliance programs, including the development of a firm-wide anti-corruption program for a top global asset manager. Frank's expertise extends to technology project management, where he integrates compliance solutions with advanced data analytics tools. He is a Chartered Financial Analyst (CFA) and has held various leadership roles, including serving on nonprofit boards. Frank is currently expanding his skills by learning programming languages like Python and advanced features of Office365, showcasing his commitment to continuous professional development. He is also on track to be conversant in four languages, highlighting his global perspective in compliance and risk management.
Frank Galea Cfa
Work Experience
Director / Outsourced Chief Compliance Officer (oCCO) at
ACA Group
November 2022 - Present
Vice President, Compliance at
Nuveen, a TIAA company
March 2020 - November 2022
Chief Compliance Officer at
AGR Partners
November 2020 - November 2022
Compliance Officer - AVP at
TIAA
May 2010 - March 2020
Board Member (2009-2014), Treasurer (2011-2012), Board President (2013-2014) at
Ray Hampton Outreach Ministries Inc.
May 2009 - April 2014
Senior Manager, Compliance at
Charles Schwab
September 2006 - March 2010
Business Systems Consultant / Assistant Vice President at
Wells Fargo & Company
February 2001 - September 2006
Technical Support / Trading at
Charles Schwab
January 1997 - January 2000
Frank Galea Cfa
Education
San Francisco State University, Bachelor's Degree
Lycée Français de San Francisco
Frequently Asked Questions about Frank Galea Cfa
What is Frank Galea Cfa email address?
Frank Galea Cfa's primary email address is ***********@acaglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Frank Galea Cfa work for?
Frank Galea Cfa is a Director / Outsourced Chief Compliance Officer (oCCO) at ACA Group.
Where Frank Galea Cfa graduated from?
Frank Galea Cfa holds a degree in International Economics from San Francisco State University.
How can I directly contact Frank Galea Cfa?
To contact Frank Galea Cfa directly, you can use the email address ***********@acaglobal.com. Complete contact information is available upon registration with Muraena.
Who is Frank Galea Cfa?
Frank Galea is an accomplished Outsourced Chief Compliance Officer with over 15 years of experience in compliance within the financial services sector, particularly with fund companies and Fortune 100 asset managers. He has a proven track record of designing and leading regulatory compliance programs, including the development of a firm-wide anti-corruption program for a top global asset manager. Frank's expertise extends to technology project management, where he integrates compliance solutions with advanced data analytics tools. He is a Chartered Financial Analyst (CFA) and has held various leadership roles, including serving on nonprofit boards. Frank is currently expanding his skills by learning programming languages like Python and advanced features of Office365, showcasing his commitment to continuous professional development. He is also on track to be conversant in four languages, highlighting his global perspective in compliance and risk management.
Frank`s contact details
***********@acaglobal.com
***********@nuveen.com
***********@acacompliancegroup.com
Colleagues
Deputy Chief Compliance Officer
IT Director
Global Head of Managed Services, Chief Information Security Officer & Partner
Chief Compliance Officer and Managing Director
Outsourced Chief Compliance Officer & Senior Principal Consultant
Fund Chief Compliance Officer And Treasurer
Managing Director
Managing Director
Outsourced Chief Compliance Officer
Managing Director - Investment Advisory Consulting