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Frank Galea Cfa

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Frank Galea Cfa

Director / Outsourced Chief Compliance Officer (oCCO) | ACA Group

Santa Barbara, California, United States

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Frank Galea Cfa

Summary

Frank Galea is an accomplished Outsourced Chief Compliance Officer with over 15 years of experience in compliance within the financial services sector, particularly with fund companies and Fortune 100 asset managers. He has a proven track record of designing and leading regulatory compliance programs, including the development of a firm-wide anti-corruption program for a top global asset manager. Frank's expertise extends to technology project management, where he integrates compliance solutions with advanced data analytics tools. He is a Chartered Financial Analyst (CFA) and has held various leadership roles, including serving on nonprofit boards. Frank is currently expanding his skills by learning programming languages like Python and advanced features of Office365, showcasing his commitment to continuous professional development. He is also on track to be conversant in four languages, highlighting his global perspective in compliance and risk management.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Non-Profit Experience

Frank Galea Cfa

Work Experience

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Director / Outsourced Chief Compliance Officer (oCCO) at

ACA Group

November 2022 - Present

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Vice President, Compliance at

Nuveen, a TIAA company

March 2020 - November 2022

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Chief Compliance Officer at

AGR Partners

November 2020 - November 2022

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Compliance Officer - AVP at

TIAA

May 2010 - March 2020

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Board Member (2009-2014), Treasurer (2011-2012), Board President (2013-2014) at

Ray Hampton Outreach Ministries Inc.

May 2009 - April 2014

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Senior Manager, Compliance at

Charles Schwab

September 2006 - March 2010

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Business Systems Consultant / Assistant Vice President at

Wells Fargo & Company

February 2001 - September 2006

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Technical Support / Trading at

Charles Schwab

January 1997 - January 2000

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Frank Galea Cfa

Education

Lycée Français de San Francisco

Frequently Asked Questions about Frank Galea Cfa

What is Frank Galea Cfa email address?

Frank Galea Cfa's primary email address is ***********@acaglobal.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Frank Galea Cfa work for?

Frank Galea Cfa is a Director / Outsourced Chief Compliance Officer (oCCO) at ACA Group.

Where Frank Galea Cfa graduated from?

Frank Galea Cfa holds a degree in International Economics from San Francisco State University.

How can I directly contact Frank Galea Cfa?

To contact Frank Galea Cfa directly, you can use the email address ***********@acaglobal.com. Complete contact information is available upon registration with Muraena.

Who is Frank Galea Cfa?

Frank Galea is an accomplished Outsourced Chief Compliance Officer with over 15 years of experience in compliance within the financial services sector, particularly with fund companies and Fortune 100 asset managers. He has a proven track record of designing and leading regulatory compliance programs, including the development of a firm-wide anti-corruption program for a top global asset manager. Frank's expertise extends to technology project management, where he integrates compliance solutions with advanced data analytics tools. He is a Chartered Financial Analyst (CFA) and has held various leadership roles, including serving on nonprofit boards. Frank is currently expanding his skills by learning programming languages like Python and advanced features of Office365, showcasing his commitment to continuous professional development. He is also on track to be conversant in four languages, highlighting his global perspective in compliance and risk management.

Frank`s contact details

mail

***********@acaglobal.com

***********@nuveen.com

***********@acacompliancegroup.com

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